Maria Cristina R.l.g. Pinto Figueiroa R.

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CRD#: 5854909

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Maria Cristina R.l.g. Pinto Figueiroa R., who also goes by Cristina Pinto, Maria Cristina R.l. Guerra Pinto, Maria Rosas Leitao Guerra Pinto Figueiroa Rego, Maria Cristina R.l.g.p. Figueiroa Rego, Maria Cristina Rosas Leitao Guerra Pinto, was a registered financial professional .

Maria Cristina is a previously registered financial professional and started their career in finance in 2010. Maria Cristina had worked at 3 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Cristina Pinto | Maria Cristina R.l. Guerra Pinto | Maria Rosas Leitao Guerra Pinto Figueiroa Rego | Maria Cristina R.l.g.p. Figueiroa Rego | Maria Cristina Rosas Leitao Guerra Pinto

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

September 22, 2022 - June 30, 2025

LARCH CAPITAL PARTNERS LLC

RIA

CRD#: 307653

MIAMI, FL

Past

May 14, 2015 - February 18, 2022

CREDIT AGRICOLE SECURITIES (USA) INC.

CRD#: 190

MIAMI, FL

Past

December 2, 2010 - March 26, 2015

BRICKELL GLOBAL MARKETS, INC.

CRD#: 104316

MIAMI, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LARCH CAPITAL PARTNERS LLC

CRD#: 307653 / SEC#: 801-118304

RIA

Registered Investment Advisory firm - (3/25/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/9/2022

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/6/2015

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 3/24/2024

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/1/2010

General Securities Representative Examination

Current Firm

LARCH CAPITAL PARTNERS LLC

CRD#: 307653 / SEC#: 801-118304

RIA

Registered Investment Advisory firm - (3/25/2020 Approved)

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Contact information

Main Address

201 S. Biscayne Boulevard Suite 900, Miami, FL 33131

Mailing Address

Phone number

(786) 677-4120

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (7/31/2025)

Regulatory assets under management

Total Number of Accounts	462
AUM (Assets Under Management)	$ 1,669,466,272

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Maria Cristina R.l.g. Pinto Figueiroa R.

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

CREDIT AGRICOLE SECURITIES (USA) INC.

BRICKELL GLOBAL MARKETS, INC.

Primary Firm SEC Registration

LARCH CAPITAL PARTNERS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/9/2022

Series 63

Date: 6/6/2015

Series 7TO

Date: 3/24/2024

SIE

Date: 10/1/2018

Series 7

Date: 12/1/2010

Current Firm

LARCH CAPITAL PARTNERS LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

LARCH CAPITAL PARTNERS LLC

TRUST BUT VERIFY

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