Jennifer L. Donais
CONCORDE ASSET MANAGEMENT
Mesa, AZ 85207
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CRD#: 5854794
Professional summary
Jennifer Lynn Donais, CFP®, who also goes by Jennifer Lynn Dorais, is a registered financial advisor currently at CONCORDE ASSET MANAGEMENT, LLC located in Mesa, Arizona and CONCORDE INVESTMENT SERVICES, LLC located in Williston, North Dakota.
Jennifer is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2010. Jennifer has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jennifer Lynn Dorais
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)HEPTAGON SEVEN CONSULTING INC, Non-investment related. Mesa, AZ. President, Engineering and Construction Management. Owner as 26% of the company; Bookkeeping and Administrative Duties. 1-5 hours/month during trading hours. 2)TRUWEALTH FINANCIAL. INVESTMENT RELATED. WILLISTON, ND. DBA FOR SECURITIES AND INSURANCE BUSINESS. INVESTMENT RELATED MARKETING, SALES AND SERVICE. FULL TIME. 3)CONCORDE ASSET MANAGEMENT. INVESTMENT RELATED. WILLISTON, ND. INVESTMENT ADVISOR REPRESENTATIVE, SALES AND SERVICE, START DATE JUNE 2016. 4) Concorde Insurance Agency; Indian Wells, CA. Insurance Agent; provide insurance services to clients when appropriate. No client conflict. 5) Bakken Capital Advisors, LLC. Investment Related. Williston, ND. Start date: 01/2021. Member. Nature of the business: LLC DBA Landowner exchange to market and provide 1031/1033 DST options. 6-10 hours/month during trading hours. 6) JenFred, LLC. Investment Related LLC. Located in Mesa, Arizona. Position: Member. Analysis and strategic development in small businesses for a fee. Onsite meetings for implementation and group meetings. EOS Implementer with following of process. 11-20 hours/month during business hours.
CRS (Client Relationship Summary) - RIA
Click below to view Jennifer Lynn Donais's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2014
Experience
Current
July 8, 2016 - Present
CONCORDE ASSET MANAGEMENT, LLC
Office #1: 1260 N. Joplin, Mesa, AZ 85207Office #2: 125 Main Street Ste 207, Williston, ND 58801RIA
CRD#: 140367
Mesa, AZ
Current
July 1, 2016 - Present
CONCORDE INVESTMENT SERVICES, LLC
Office #1: 125 Main Street Suite 250, Williston, ND 58801BD
CRD#: 151604
Williston, ND
Past
November 2, 2015 - July 5, 2016
LEBENTHAL WEALTH ADVISORS, LLC
RIA
CRD#: 169612
Williston, ND
Past
October 27, 2015 - July 5, 2016
LEBENTHAL & CO., LLC
BD
CRD#: 145750
Williston, ND
Past
August 6, 2013 - October 26, 2015
WORLD EQUITY GROUP, INC.
RIA
CRD#: 29087
PALM DESERT, CA
Past
August 2, 2013 - October 26, 2015
WORLD EQUITY GROUP, INC.
BD
CRD#: 29087
PALM DESERT, CA
Past
August 7, 2012 - August 5, 2013
PRINCIPAL SECURITIES, INC.
RIA
CRD#: 1137
RANCHO MIRAGE, CA
Past
November 12, 2010 - August 5, 2013
PRINCIPAL SECURITIES, INC.
BD
CRD#: 1137
RANCHO MIRAGE, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CA
CONCORDE ASSET MANAGEMENT, LLC
CONCORDE ASSET MANAGEMENT LLC | CONCORDE ASSET MANAGEMENT, LLC
CRD#: 140367 / SEC#: 801-74519
RIA
Registered Investment Advisory firm - (4/19/2012 Approved)California
Registered Investment Advisory firm - (11/28/2012 Terminated)Colorado
Registered Investment Advisory firm - (11/29/2012 Terminated)Illinois
Registered Investment Advisory firm - (4/19/2012 Terminated)Indiana
Registered Investment Advisory firm - (11/5/2012 Terminated)Kansas
Registered Investment Advisory firm - (11/5/2012 Terminated)Michigan
Registered Investment Advisory firm - (11/27/2012 Terminated)Missouri
Registered Investment Advisory firm - (11/5/2012 Terminated)Ohio
Registered Investment Advisory firm - (11/7/2012 Terminated)Pennsylvania
Registered Investment Advisory firm - (11/7/2012 Terminated)Texas
Registered Investment Advisory firm - (11/5/2012 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(3/11/2025)
RR
Arizona(7/1/2016)
IAR
Arizona(2/12/2019)
RR
California(7/1/2016)
IAR
California(7/8/2016)
RR
Colorado(12/18/2019)
IAR
Colorado(12/18/2019)
IAR
Florida(1/16/2025)
RR
Kansas(1/5/2023)
RR
Maine(12/11/2023)
IAR
Maryland(8/6/2025)
RR
Maryland(10/30/2025)
RR
Minnesota(7/1/2016)
IAR
Minnesota(4/21/2017)
IAR
Montana(1/4/2023)
RR
Montana(1/22/2025)
RR
New York(10/1/2024)
RR
North Carolina(2/28/2018)
IAR
North Carolina(2/28/2018)
RR
North Dakota(7/1/2016)
IAR
North Dakota(7/9/2016)
IAR
South Carolina(1/3/2023)
RR
South Dakota(1/5/2017)
IAR
South Dakota(7/31/2017)
RR
Texas(10/13/2023)
IAR
Texas(10/13/2023)
RR
Wyoming(7/20/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CA
CONCORDE ASSET MANAGEMENT, LLC
CONCORDE ASSET MANAGEMENT LLC | CONCORDE ASSET MANAGEMENT, LLC
CRD#: 140367 / SEC#: 801-74519
RIA
Registered Investment Advisory firm - (4/19/2012 Approved)California
Registered Investment Advisory firm - (11/28/2012 Terminated)Colorado
Registered Investment Advisory firm - (11/29/2012 Terminated)Illinois
Registered Investment Advisory firm - (4/19/2012 Terminated)Indiana
Registered Investment Advisory firm - (11/5/2012 Terminated)Kansas
Registered Investment Advisory firm - (11/5/2012 Terminated)Michigan
Registered Investment Advisory firm - (11/27/2012 Terminated)Missouri
Registered Investment Advisory firm - (11/5/2012 Terminated)Ohio
Registered Investment Advisory firm - (11/7/2012 Terminated)Pennsylvania
Registered Investment Advisory firm - (11/7/2012 Terminated)Texas
Registered Investment Advisory firm - (11/5/2012 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
3909 Research Park Drive Suite 200, Ann Arbor, MI 48108
Mailing Address
Phone number
(248) 824-6710
Established
Firm type
Fiscal year end
# of Employees
79
SEC notice filing (48 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,207 |
| AUM (Assets Under Management) | $ 489,858,232 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
