Jonathan T. Evans
Professional summary
Jonathan Todd Evans, who also goes by Jonathan Evans, is a registered financial advisor currently at ROCKWEALTH FINANCIAL LLC located in Costa Mesa, California.
Jonathan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Jonathan has worked at 4 firms and has passed the Series 65, Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Jonathan Todd Evans's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 12, 2024 - Present
ROCKWEALTH FINANCIAL LLC
June 2, 2015 - October 5, 2020
WELLS FARGO CLEARING SERVICES, LLC
June 1, 2015 - October 5, 2020
WELLS FARGO CLEARING SERVICES, LLC
July 9, 2013 - May 29, 2015
NATIONAL PLANNING CORPORATION
June 21, 2012 - July 10, 2013
JACKSON NATIONAL LIFE DISTRIBUTORS LLC
December 13, 2010 - April 2, 2012
WELLS FARGO CLEARING SERVICES, LLC
November 22, 2010 - April 2, 2012
WELLS FARGO CLEARING SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(2/12/2024)
Exams
Current Firm
ROCKWEALTH FINANCIAL LLC
CRD#: 329798 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 1 |
| AUM (Assets Under Management) | $ 2,000,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
