MD
Matthew L. Devine
PLANMEMBER SECURITIES
Farmingville, NY 11738
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CRD#: 5853696
MD
Professional summary
Matthew L. Devine, CFP®, who also goes by Matthew Devine, Matt Devine, is a registered financial advisor currently at PLANMEMBER SECURITIES CORPORATION located in Farmingville, New York.
Matthew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. Matthew has worked at 1 firm and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Matthew Devine | Matt Devine
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)MUTUAL INC-2410 NORTH OCEAN AVE., STE. 401, FARMINGVILLE, NY; INSURANCE AND INCOME TAX PREPARATION; ASSISTANT; START DATE 1/2008; 160 HRS/MNTH; 160 HRS/MNTH DURING TRADING; INVESTMENT RELATED. 2)Devine Mutual Services Inc; 28 Stahlman Lane Patchogue NY 11772; owner/general partner; banking/taxes only; start date 3/11/2015; 3 hrs/mo; 0 hrs/mo during trading; IR 3)Twin Planning LLC; 28 Stahlman Lane Patchogue NY 11772; start date 6/28/2019; Owner/Member; banking/taxes only; 2 hrs/mo; 0 hrs/mo during trading; NIR 4)Matthew Devine; 28 Stahlman Lane Patchogue NY 11772; start date 8/1/2019; referrer; Refer payroll service prospects to ADP; 1 hr/mo; 2 hrs/mo during trading; NIR 5)Suffolk County Police Athletic League, Inc.; PO Box 26 Yaphank NY 11980; start date 12/9/2021; board member; board member for organization providing mentoring and sports programs to reduce alcohol and drug use, increase school attendance and grade level, build self-esteem and reduce the incidence of hate crime; 5 hrs/mo; 0 hrs/mo during trading; NIR
CRS (Client Relationship Summary) - RIA
Click below to view Matthew L. Devine's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Matthew L. Devine's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2018
Experience
Current
June 23, 2021 - Present
PLANMEMBER SECURITIES CORPORATION
Office #1: 2410 North Ocean Avenue, Suite 401, Farmingville, NY 11738RIA
BD
CRD#: 11869
Farmingville, NY
Current
January 3, 2011 - Present
PLANMEMBER SECURITIES CORPORATION
Office #1: 2410 North Ocean Avenue, Suite 401, Farmingville, NY 11738RIA
BD
CRD#: 11869
Farmingville, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PS
PLANMEMBER SECURITIES CORPORATION
INVESTORS RETIREMENT & MANAGEMENT CORPORATION | PLANMEMBER SECURITIES CORPORATION | IRM DISTRIBUTORS, INC.
CRD#: 11869 / SEC#: 801-39177, 8-25065
RIA
Registered Investment Advisory firm - SEC (6/27/1991 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(12/11/2024)
RR
Arizona(9/24/2020)
RR
California(9/16/2013)
RR
Colorado(12/8/2023)
RR
Connecticut(1/27/2016)
RR
Florida(1/5/2012)
RR
Georgia(12/8/2023)
RR
Maine(12/8/2023)
RR
Massachusetts(11/7/2019)
RR
Missouri(10/17/2018)
RR
Montana(1/12/2017)
RR
New Hampshire(11/24/2021)
RR
New Jersey(9/24/2014)
RR
New York(6/11/2011)
IAR
New York(6/23/2021)
RR
North Carolina(8/14/2020)
RR
Pennsylvania(9/24/2014)
RR
South Carolina(12/8/2023)
RR
Tennessee(10/16/2020)
RR
Vermont(1/22/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
PS
PLANMEMBER SECURITIES CORPORATION
INVESTORS RETIREMENT & MANAGEMENT CORPORATION | PLANMEMBER SECURITIES CORPORATION | IRM DISTRIBUTORS, INC.
CRD#: 11869 / SEC#: 801-39177, 8-25065
RIA
Registered Investment Advisory firm - SEC (6/27/1991 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information
Main Address
6187 Carpinteria Avenue, Carpinteria, CA 93013
Mailing Address
6187 Carpinteria Avenue, Carpinteria, CA 93013-2060
Phone number
(805) 684-1199
Established
California since 03/12/1982
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
432
SEC notice filing (52 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PLANMEMBER FINANCIAL CORPORATION | OWNER | |
| BOWMAN, BYRON FRANCIS | CHIEF LEGAL OFFICER & SECRETARY | 2673117 |
| HALEY, SEAN PATRICK | CHIEF COMPLIANCE OFFICER | 2837579 |
| HANSON, STEVEN R | CHIEF FINANCIAL OFFICER / FINOPS | 4854600 |
| JANEWAY, TERRALL JOSEPH | EVP/CHIEF OPERATING OFFICER | 2947154 |
| ZIEHL, JON MICHAEL | PRESIDENT | 707642 |
Regulatory assets under management
| Total Number of Accounts | 68,978 |
| AUM (Assets Under Management) | $ 9,035,509,268 |
Disclosures
| Regulatory Event | 5 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/21/2022 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
PLANMEMBER SECURITIES CORPORATION
CRD#: 11869Farmingville, NY 11738TRUST BUT VERIFY
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