Alissa L. Sharp
Professional summary
Alissa L Sharp, who also goes by Alissa L Sharp, Alissa Sharp, is a registered financial professional currently at FRANKLIN DISTRIBUTORS, LLC located in San Mateo, California.
Alissa is registered as a RR (Registered Representative) and started their career in finance in 2011. Alissa has worked at 9 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Alissa L Sharp's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 9, 2023 - Present
FRANKLIN DISTRIBUTORS, LLC
Office #1: One Franklin Parkway, San Mateo, CA 94403-1906January 5, 2023 - July 27, 2023
FORESIDE FUND SERVICES, LLC
May 12, 2021 - December 31, 2022
DISTRIBUTION SERVICES, LLC
May 30, 2018 - April 8, 2021
PACER FINANCIAL, INC.
May 21, 2015 - April 3, 2018
DWS DISTRIBUTORS, INC.
July 30, 2014 - November 20, 2015
JANUS HENDERSON INVESTORS
July 12, 2013 - May 8, 2015
FORESIDE FUND SERVICES, LLC
December 9, 2011 - June 25, 2013
FIRST TRUST ADVISORS LP
December 9, 2011 - June 25, 2013
FIRST TRUST PORTFOLIOS L.P.
October 26, 2011 - November 2, 2011
LPL FINANCIAL LLC
June 20, 2011 - November 2, 2011
LPL FINANCIAL LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/9/2023)
(1/17/2024)
(8/9/2023)
(8/9/2023)
(1/17/2024)
(1/17/2024)
(8/9/2023)
(8/9/2023)
Exams
FINRA
Current Firm
FRANKLIN DISTRIBUTORS, LLC
CRD#: 109064 / SEC#: , 8-53089
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
Red Flags
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