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PL

Peter B. Lambert

HUNTINGTON SECURITIES
Columbus, OH 43287
Some features on this profile are disabled
CRD#: 5852742
PL

Professional summary

Peter B Lambert, who also goes by Peter B Lambert, is a registered financial professional currently at HUNTINGTON SECURITIES, INC. located in Columbus, Ohio.

Peter is registered as a RR (Registered Representative) and started their career in finance in 2011. Peter has worked at 4 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 7, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Peter B Lambert

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Peter B Lambert's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 2, 2025 - Present

HUNTINGTON SECURITIES, INC.

Office #1: 41 South High Street 5th Floor, Columbus, OH 43287
BD
CRD#: 2261
Columbus, OH
Past

May 24, 2024 - June 11, 2025

KEYBANC CAPITAL MARKETS INC.

BD
CRD#: 566
Dallas, TX
Past

September 28, 2017 - May 24, 2024

MORGAN STANLEY & CO. LLC

BD
CRD#: 8209
Dallas, TX
Past

November 28, 2016 - May 5, 2017

MORGAN STANLEY & CO. LLC

BD
CRD#: 8209
NEW YORK, NY
Past

December 22, 2015 - December 26, 2017

MORGAN STANLEY

BD
CRD#: 149777
ATLANTA, GA
Past

May 6, 2014 - December 22, 2015

MORGAN STANLEY & CO. LLC

BD
CRD#: 8209
NEW YORK, NY
Past

January 1, 2011 - May 16, 2014

MORGAN STANLEY

BD
CRD#: 149777
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(7/2/2025)
RR
Arizona
(7/2/2025)
RR
Arkansas
(7/2/2025)
RR
California
(7/2/2025)
RR
Colorado
(7/2/2025)
RR
Connecticut
(7/2/2025)
RR
Florida
(7/2/2025)
RR
Illinois
(7/2/2025)
RR
Indiana
(7/2/2025)
RR
Kentucky
(7/2/2025)
RR
Louisiana
(7/2/2025)
RR
Massachusetts
(7/2/2025)
RR
Michigan
(7/2/2025)
RR
Missouri
(7/2/2025)
RR
Montana
(7/2/2025)
RR
New Jersey
(7/2/2025)
RR
New Mexico
(7/2/2025)
RR
New York
(7/2/2025)
RR
North Carolina
(7/2/2025)
RR
Ohio
(7/2/2025)
RR
Oregon
(7/2/2025)
RR
Pennsylvania
(7/2/2025)
RR
Rhode Island
(7/2/2025)
RR
Tennessee
(7/2/2025)
RR
Texas
(7/2/2025)
RR
Utah
(7/2/2025)
RR
Virginia
(7/2/2025)
RR
West Virginia
(7/2/2025)
RR
Wisconsin
(7/2/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 3/8/2011
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader Exam
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 55
Date: 1/15/2013
Limited Representative-Equity Trader Exam
General Industry/Product Exam
RR
Series 7
Date: 12/30/2010
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 10
Date: 6/2/2018
General Securities Sales Supervisor - General Module Examination
Principal/Supervisory Exam
RR
Series 9
Date: 2/12/2018
General Securities Sales Supervisor - Options Module Examination
SRO Registrations
RR
FINRA

Current Firm

HS
HUNTINGTON SECURITIES, INC.
HUNTINGTON CAPITAL MARKETS | HUTCHINSON, SHOCKEY, ERLEY & CO. | HUTCHINSON SHOCKEY ERLEY | HUNTINGTON SECURITIES, INC.

CRD#: 2261 / SEC#: , 8-5761

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
41 South High St, Columbus, OH 43287
Mailing Address
41 South High St, Columbus, OH 43287
Phone number
(312) 443-1560
Established
Delaware since 02/08/1957
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees

FINRA licenses (30 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
HUNTINGTON BANCSHARES INCORPORATEDDIRECT OWNER
BEEKMAN, TODD ANDREWDIRECTOR6291198
BORRELLI, MARK ROBERTGENERAL COUNSEL/SECRETARY6803711
COSTANZO, SAMANTHA ANNDIRECTOR4133695
DIBOWSKI, TERRAHEAD OF BROKERAGE OPERATIONS5468840
FITZSIMMONS, DAVID RAYMONDHEAD OF INSTITUTIONAL SALES & TRADING, DIRECTOR4245434
HERBERT, KATHERINE ELEANORCONTROLLER/FINOP6412263
HOHENSTEIN, THOMASCFO3123815
KLEINMAN, SCOTT DAVIDDIRECTOR2357636
MILCETICH, MATTHEW LOUISPRESIDENT6419334
SZWAGULAK, JOHN W IIICHIEF COMPLIANCE OFFICER4033023
WALTHER, KATHLEENDIRECTOR7858303

Disclosures

Regulatory Event8

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

HUNTINGTON SECURITIES, INC.

CRD#: 2261Columbus, OH 43287

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