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Sarah Mcmurtrie Drummond

Sarah M. Drummond

STRATEGIC ADVISERS LLC | VP, Branch Leader
CHARLOTTE, NC
Some features on this profile are disabled
CRD#: 5851602
Sarah Mcmurtrie Drummond

Professional summary

Sarah Mcmurtrie Drummond, who also goes by Sarah Ann Drummond, Sarah Ann Ladd, Sarah Ann Mcmurtrie, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Charlotte, North Carolina and FIDELITY BROKERAGE SERVICES LLC located in Charlotte, North Carolina.

Sarah is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2013. Sarah has worked at 3 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 10 and Series 9 exams.

Biography

I lead a team of financial professionals who partner with our clients and their families to create financial plans that aim to meet our clients' definition of success: to make sound investment decisions, to grow or protect their wealth, or to leave a legacy.
top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Sarah Ann Drummond | Sarah Ann Ladd | Sarah Ann Mcmurtrie

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
OBA-113006|OrgNmn:BTC Holdings, LLC|Org Addr:Johnson Ci,Tennessee,US|OBA Nature:Rental Properties|Invst Rel:Y|Title:Partner|Duties:Ownership - decision for purchases of new properties. Day to day activity is managed by property manager. |StrtDt:09-23-24|TotHrs/mon:4|TrdHrs/mon:1|OBA-121262|OrgNmn:BTC FL Holdings, LLC|Org Addr:Fernandina,Florida,US|OBA Nature:LLC for investment property|Invst Rel:Y|Title:Partner|Duties:None - day to day managed by property manager|StrtDt:07-25-25|TotHrs/mon:2|TrdHrs/mon:0|

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sarah Mcmurtrie Drummond's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Education

Wake Forest University

Master of Business Administration (MBA) - Business Administration

2019

Milligan College

Bachelor of Science (BS) - Business Administration

2006

Experience

Current

March 31, 2025 - Present

STRATEGIC ADVISERS LLC

Office #2: 5335 Ballantyne Commons Pkwy Suite 100, Charlotte, NC 28277-0693
RIA
CRD#: 104555
CHARLOTTE, NC
Current

April 22, 2011 - Present

FIDELITY BROKERAGE SERVICES LLC

Office #1: 5335 Ballantyne Commons Parkway Suite 100, Charlotte, NC 28277
BD
CRD#: 7784
Charlotte, NC
Past

July 13, 2018 - March 31, 2025

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA
CRD#: 288590
CHARLOTTE, NC
Past

January 30, 2013 - July 13, 2018

STRATEGIC ADVISERS LLC

RIA
CRD#: 104555
CHARLOTTE, NC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM

CRD#: 104555 / SEC#: 801-13243

RIA
Registered Investment Advisory firm - (8/11/1977 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Massachusetts
(3/2/2016)
RR
North Carolina
(6/22/2011)
IAR
North Carolina
(3/31/2025)
RR
Texas
(1/5/2016)
IAR
Texas
(3/31/2025)
RR
Utah
(3/2/2016)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 1/29/2013
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 6/16/2011
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 4/21/2011
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 10
Date: 8/28/2014
General Securities Sales Supervisor - General Module Examination
Principal/Supervisory Exam
RR
Series 9
Date: 4/17/2014
General Securities Sales Supervisor - Options Module Examination
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange

Current Firm

SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM

CRD#: 104555 / SEC#: 801-13243

RIA
Registered Investment Advisory firm - (8/11/1977 Approved)
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Contact information

Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291

SEC notice filing (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FIDELITY GO (12/5/2025)
FIDELITY STRATEGIC DISCIPLINES (11/10/2025)
FIDELITY WEALTH SERVICES (9/10/2025)
STRATEGIC ADVISERS LLC (9/10/2025)
FIDELITY MANAGED FIDFOLIOS (3/31/2025)
FIDELITY WEALTH ADVISOR SOLUTIONS (3/31/2025)
FIDELITY PERSONALIZED PLANNING & ADVICE AT WORK (3/31/2025)

Regulatory assets under management

Total Number of Accounts2,486,631
AUM (Assets Under Management)$ 1,067,664,605,590

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
09/24/2025
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

STRATEGIC ADVISERS LLC

VP, Branch LeaderCRD#: 104555Charlotte, NC

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