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Judith Ellen Smith Brown

CFP®
SC&H WEALTH
HUNT VALLEY, MD
·CRD# 5850980·16 years experience

Professional Summary

Judith Ellen Smith Brown, CFP®, who also goes by Judith Ellen Brown, Judy Ellen Brown, Judith Ellen Smith, Judy Ellen Smith, is a registered financial advisor currently at SC&H WEALTH located in Hunt Valley, Maryland. Judith is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Judith has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Judith Ellen Brown, Judy Ellen Brown, Judith Ellen Smith, Judy Ellen Smith

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Credentials

CFP®
Certified Financial PlannerSince 2015

Years of Experience

16 years in the financial services industry

Current & Past Employments

SC&H WEALTH·CRD# 120666
RIA
226 Schilling Circle Ste 300, Hunt Valley, MD 21031
January 10, 2022 - Present
KESTRA ADVISORY SERVICES, LLC·CRD# 283330
RIA
Timonium, MD
May 10, 2016 - January 11, 2022
KESTRA INVESTMENT SERVICES, LLC·CRD# 42046
BD
Timonium, MD
May 10, 2016 - January 11, 2022
VALIC FINANCIAL ADVISORS, INC.·CRD# 42803
RIA
Linthicum, MD
January 18, 2011 - April 21, 2016
VALIC FINANCIAL ADVISORS, INC.·CRD# 42803
BD
Linthicum, MD
October 22, 2010 - April 21, 2016

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Current Firm

SW
SC&H WEALTH

SC & H CAPITAL ADVISORS, INC. | SC&H WEALTH | SC&H FINANCIAL ADVISORS, INC. | SC&H CORE

CRD#: 120666 / SEC#: 801-69985
RIA
Registered Investment Advisory firm - SEC (3/16/2009 Approved)
Maryland
Registered Investment Advisory firm - Maryland (3/23/2009 Terminated)
Pennsylvania
Registered Investment Advisory firm - Pennsylvania (3/24/2009 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

226 Schilling Circle Ste 300, Hunt Valley, MD 21031

Phone Number

(410) 403-1500

# of Employees

24

SEC notice filing (18 States and Territories)

Registered to provide investment advisory services in 18 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

SC&H WEALTH FORM ADV PART 2A (2/12/2026)

Regulatory Assets Under Management

Total Number of Accounts

2,057

AUM (Assets Under Management)

$1,230,991,243

Accountant Surprise Examination Report

Filing DateForm ADV-E CoverForm ADV-E Report
11/12/2025Cover PageReport
12/20/2024Cover PageReport
01/02/2024Cover PageReport

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) SC&H GROUP, INC. // NOT INVESTMENT RELATED // 910 RIDGEBROOK ROAD; SPARKS, MD 21152 // SC&H GROUP, A TAX, AUDIT, CONSULTING AND INVESTMENT BANKING FIRM, IS THE PARENT COMPANY OF SC&H FINANCIAL ADVISORS, INC. JUDITH BROWN IS A PRINCIPAL OF SC&H GROUP. SC&H GROUP IS THE EMPLOYER, BENEFITS AND PAYROLL PROVIDER FOR ALL SC&H EMPLOYEES. SC&H GROUP ALSO ORGANIZES AND DIRECTS CERTAIN CORPORATE, SOCIAL, COMMUNITY SERVICE AND TRAINING ACTIVITIES IN WHICH ALL SC&H EMPLOYEES MAY PARTICIPATE. // PRINCIPAL SINCE 2022 // HOURS AS NEEDED IN THE NORMAL COURSE OF BUSINESS // DUTIES INCLUDE THE GENERAL MANAGEMENT AND COORDINATION OF THE FIRM'S BUSINESS ACTIVITIES. 2) LICENSED INSURANCE AGENT // INVESTMENT RELATED // 910 RIDGEBROOK ROAD; SPARKS, MD 21152 // SALE OF INSURANCE-RELATED PRODUCTS // AGENT // HOURS AS NEEDED IN COURSE OF NORMAL BUSINESS, MOST OF WHICH WILL BE DURING TRADING HOURS // DUTIES INCLUDE MAINTAINING APPOINTMENTS WITH CARRIERS AND THE SALE OF INSURANCE PRODUCTS TO CLIENTS WHERE APPROPRIATE. 3) MACPA PERSONAL FINANCIAL PLANNING COMMITTEE // NOT INVESTMENT RELATED // 901 DULANEY VALLEY ROAD, #800; TIMONIUM, MD 21204 // CPA RESOURCE // COMMITTEE MEMBER // RELATIONSHIP: VOLUNTEER // START MAY 2021// 2 HOURS PER MONTH // 2 HOURS PER MONTH DURING TRADING HOURS // DUTIES INCLUDE ATTENDING MEETINGS AND EVENTS. 4) Lake Forest Community HOA; Non-Investment Related; 1672 Lake Ridge Court, Maryland, 21048; HOA Board; Treasurer/Secretary; Community Member; Approx Hours Devoted Monthly 2; 0 devoted hours during securities trading; Meets with board members, approves annual budgets, and pay management company.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SW
SC&H WEALTH

SC & H CAPITAL ADVISORS, INC. | SC&H WEALTH | SC&H FINANCIAL ADVISORS, INC. | SC&H CORE

CRD#: 120666 / SEC#: 801-69985
RIA
Registered Investment Advisory firm - SEC (3/16/2009 Approved)
Maryland
Registered Investment Advisory firm - Maryland (3/23/2009 Terminated)
Pennsylvania
Registered Investment Advisory firm - Pennsylvania (3/24/2009 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Maryland
(1/10/2022)
IAR
Texas
(9/13/2022)
IAR
Virginia
(1/10/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Nov 2010About the Series 66 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Oct 2010About the Series 7 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Judith Ellen Smith Brown's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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