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ZG

Zachary (. Goldberg

OPAL SECURITIES
Conway, AR
Some features on this profile are disabled
CRD#: 5850891
ZG

Professional summary


Zachary ("nmn") Goldberg, who also goes by Zachary Goldberg, is a registered financial professional currently at OPAL SECURITIES, INC. located in Conway, Arkansas.

Zachary is registered as a RR (Registered Representative) and started their career in finance in 2010. Zachary has worked at 6 firms and has passed the Series 63, Series 7TO, SIE, Series 7, Series 24 and Series 4 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Zachary Goldberg

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Zachary ("nmn") Goldberg's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

November 17, 2021 - Present

OPAL SECURITIES, INC.

Office #2: 251 W 30th St 5th Floor, New York, NY 10001
BD
CRD#: 8246
Conway, AR
Past

February 26, 2021 - February 11, 2022

ATREYU TRADING

BD
CRD#: 175371
New York, NY
Past

November 20, 2020 - February 26, 2021

TRUTORO

BD
CRD#: 169291
CONWAY, AR
Past

July 14, 2011 - July 11, 2014

G-2 TRADING,LLC

BD
CRD#: 44018
NEW YORK, NY
Past

April 13, 2011 - July 13, 2011

BENCHMARQ TRADING PARTNERS LLC

BD
CRD#: 148313
NEW YORK, NY
Past

October 6, 2010 - March 22, 2011

MADISON PROPRIETARY TRADING GROUP, LLC

BD
CRD#: 139818
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(6/25/2025)
RR
Arizona
(8/24/2023)
RR
Arkansas
(8/22/2022)
RR
California
(9/8/2022)
RR
Florida
(10/6/2022)
RR
Georgia
(9/1/2023)
RR
Illinois
(1/2/2024)
RR
Indiana
(9/18/2023)
RR
Michigan
(8/21/2023)
RR
Nebraska
(7/10/2023)
RR
Nevada
(10/18/2022)
RR
New Hampshire
(10/2/2023)
RR
New York
(11/17/2021)
RR
Ohio
(11/7/2022)
RR
Pennsylvania
(8/25/2023)
RR
Puerto Rico
(6/2/2022)
RR
Rhode Island
(9/1/2023)
RR
Tennessee
(8/24/2023)
RR
Texas
(10/31/2022)
RR
Washington
(8/9/2023)
RR
Wisconsin
(8/10/2023)

Exams


State Security Law Exam
RR
Series 63
Date: 1/19/2021
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 11/19/2020
General Securities Representative Examination
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


OS
OPAL SECURITIES, INC.
OPAL SECURITIES, INC. | SOUTHAMPTON INVESTMENT SERVICES INC.

CRD#: 8246 / SEC#: , 8-24841

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information


Main Address
251 W 30th St 5th Floor, New York, NY 10001
Mailing Address
340 North Westlake Blvd., Suite 160, Westlake Village, CA 91362
Phone number
(617) 639-9282
Established
Pennsylvania since 04/13/1980
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (21 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
OS HOLDINGS, INC.OWNER
GOLDBERG, ZACHARY ("NMN")CEO, ROP5850891
ONESTO, RICHARD ERNESTFINOP, PFO, POO2453096
SWEENEY, BRIAN PATRICKCHIEF COMPLIANCE OFFICER4174087

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


OPAL SECURITIES, INC.

CRD#: 8246Conway, AR

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