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George W Killory Iii

ALLSPRING FUNDS DISTRIBUTOR
BOSTON, MA
·CRD# 5850641·9 years experience

Professional Summary

George W Killory Iii, who also goes by Gw Killory, is a registered financial advisor currently at ALLSPRING FUNDS DISTRIBUTOR, LLC located in Boston, Massachusetts. George is registered as a RR (Registered Representative) and started their career in finance in 2018. George has worked at 2 firms and has passed the Series 63, SIE and Series 7 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Gw Killory

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

9 years in the financial services industry

Current & Past Employments

ALLSPRING FUNDS DISTRIBUTOR, LLC·CRD# 133366
BD
101 Seaport Blvd 11th Floor, Boston, MA 02210
July 1, 2021 - Present
NATIXIS DISTRIBUTION, LLC·CRD# 34754
BD
Boston, MA
March 17, 2018 - May 25, 2021

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Current Firm

AF
ALLSPRING FUNDS DISTRIBUTOR, LLC

ALLSPRING FUNDS DISTRIBUTOR, LLC | WELLS FARGO FUNDS DISTRIBUTOR, LLC

CRD#: 133366 / SEC#: 8-66716
BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)

Contact Information

Main Address

1415 Vantage Park Drive, Charlotte, NC 28203

Mailing Address

417 E Chicago Street, Milwaukee, WI 53052

Phone Number

(888) 877-9275

Established

Delaware since 07/09/2004

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Medium

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
ALLSPRING GLOBAL INVESTMENTS HOLDINGS LLCPARENT—
GIBSON, LORI MITCHUMCHIEF FINANCIAL OFFICER/PRINCIPAL FINANCIAL OFFICER/PRINCIPAL OPERATIONS OFFICER3070238
KENNEY, JOHN DUFFDIRECTOR2387755
MCKINLEY, KATHERINE SANDMANCHIEF LEGAL OFFICER6807581
MONINGER, JOHN KENNETHPRESIDENT/CHAIRMAN2494976
WILARY, CAROLYN ANNCHIEF COMPLIANCE OFFICER4220513

Disclosures

Regulatory Event

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Alabama
(1/3/2022)
RR
Alaska
(1/3/2022)
RR
Arizona
(1/3/2022)
RR
Arkansas
(1/3/2022)
RR
California
(1/3/2022)
RR
Colorado
(1/3/2022)
RR
Connecticut
(1/3/2022)
RR
Delaware
(1/3/2022)
RR
District of Columbia
(1/3/2022)
RR
Florida
(1/3/2022)
RR
Georgia
(1/3/2022)
RR
Hawaii
(1/3/2022)
RR
Idaho
(1/3/2022)
RR
Illinois
(1/3/2022)
RR
Indiana
(1/3/2022)
RR
Iowa
(1/3/2022)
RR
Kansas
(1/3/2022)
RR
Kentucky
(1/3/2022)
RR
Louisiana
(1/3/2022)
RR
Maine
(1/3/2022)
RR
Maryland
(1/3/2022)
RR
Massachusetts
(7/1/2021)
RR
Michigan
(1/3/2022)
RR
Minnesota
(1/3/2022)
RR
Mississippi
(1/3/2022)
RR
Missouri
(1/3/2022)
RR
Montana
(1/3/2022)
RR
Nebraska
(1/3/2022)
RR
Nevada
(1/3/2022)
RR
New Hampshire
(1/3/2022)
RR
New Jersey
(1/3/2022)
RR
New Mexico
(1/3/2022)
RR
New York
(1/3/2022)
RR
North Carolina
(1/3/2022)
RR
North Dakota
(1/3/2022)
RR
Ohio
(1/4/2022)
RR
Oklahoma
(7/1/2021)
RR
Oregon
(1/3/2022)
RR
Pennsylvania
(1/3/2022)
RR
Puerto Rico
(1/3/2022)
RR
Rhode Island
(1/3/2022)
RR
South Carolina
(1/3/2022)
RR
South Dakota
(1/3/2022)
RR
Tennessee
(1/3/2022)
RR
Texas
(7/1/2021)
RR
Utah
(1/3/2022)
RR
Vermont
(1/3/2022)
RR
Virgin Islands
(1/3/2022)
RR
Virginia
(1/3/2022)
RR
Washington
(1/3/2022)
RR
West Virginia
(1/3/2022)
RR
Wisconsin
(1/3/2022)
RR
Wyoming
(1/3/2022)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Nov 2017About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Mar 2018About the Series 7 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view George W Killory Iii's CRS (Customer Relationship Summary).

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