Rohan S. Prabhu
Professional summary
Rohan S Prabhu, who also goes by Rohan Satish Prabhu, is a registered financial professional currently at OLD MISSION MARKETS LLC located in Chicago, Illinois.
Rohan is registered as a RR (Registered Representative) and started their career in finance in 2011. Rohan has worked at 3 firms and has passed the Series 57TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Rohan S Prabhu's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 15, 2018 - Present
OLD MISSION MARKETS LLC
Office #1: 1 N. Dearborn St. 8th Floor, Chicago, IL 60602January 30, 2013 - July 25, 2022
OLD MISSION CAPITAL, LLC
May 24, 2011 - February 4, 2013
NOLITA CAPITAL, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamCboe EDGA Exchange, Inc.
Cboe Exchange, Inc.
FINRA
Current Firm
OLD MISSION MARKETS LLC
CRD#: 281867 / SEC#: , 8-69691
Contact information
FINRA licenses (3 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| OLD MISSION FINANCIAL SERVICES LLC | OWNER | |
| GASTON, STEVEN JOHN | CHIEF COMPLIANCE OFFICER | 3094187 |
| GUZOWSKI, JOSEF MICHAEL | MANAGER, CEO | 2989719 |
| KEITH, ALLEN THOMAS | FINOP | 4457493 |
| MARQUEZ AVITIA, ERICA NMN | CHIEF OPERATING OFFICER | 5074353 |
| NICHOLS, PATRICK JAMES | MANAGER | 4757503 |
| RUSSINA, BRYAN SCOTT | MANAGER | 5031844 |
Red Flags
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