Gerald W. Howell

ARLINGTON WEALTH MANAGEMENT

Arlington Heights, IL 60005-7800

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CRD#: 5850165

Professional summary

Gerald Wayne Howell II, who also goes by Gerald W Howell II, Gerald Wayne Howell, is a registered financial advisor currently at ARLINGTON WEALTH MANAGEMENT located in Arlington Heights, Illinois.

Gerald is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Gerald has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Gerald W Howell Ii | Gerald Wayne Howell

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

MESSTER MO LTD, PASS THROUGH S CORP FOR TAX FINANCIAL BUSINESS, PRESIDENT, VILLAGE OF LAKEWOOD, IL, START 7/2018, 1 HR PER MONTH, ZERO DURING TRADING HRS, NOT INVESTMENT RELATED. INDEPENDENT LICENSED INSURANCE AGENT. 1 HR PER MONTH, ZERO DURING TRADING HRS, NOT INVESTMENT RELATED.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gerald Wayne Howell II's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 9, 2022 - Present

ARLINGTON WEALTH MANAGEMENT

Office #1: 21 S. Evergreen Avenue Suite 100, Arlington Heights, IL 60005-7800

RIA

CRD#: 114801

Arlington Heights, IL

Past

September 6, 2022 - September 8, 2022

ARLINGTON WEALTH MANAGEMENT

RIA

CRD#: 114801

ARLINGTON HEIGHTS, IL

Past

July 22, 2022 - September 26, 2022

B. RILEY WEALTH MANAGEMENT

CRD#: 2543

WEST DUNDEE, IL

Past

September 13, 2020 - September 26, 2022

B. RILEY WEALTH ADVISORS, INC.

RIA

CRD#: 115927

WEST DUNDEE, IL

Past

September 13, 2020 - July 22, 2022

NATIONAL SECURITIES CORPORATION

CRD#: 7569

WEST DUNDEE, IL

Past

September 19, 2013 - September 23, 2020

FSIC

RIA

CRD#: 37813

EAST DUNDEE, IL

Past

September 19, 2013 - September 23, 2020

FSIC

CRD#: 37813

EAST DUNDEE, IL

Past

December 13, 2010 - September 23, 2013

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

ELGIN, IL

Past

November 19, 2010 - September 23, 2013

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

ELGIN, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ARLINGTON WEALTH MANAGEMENT

ARLINGTON CAPITAL MANAGEMENT, INC. | ARLINGTON WEALTH MANAGEMENT

CRD#: 114801 / SEC#: 801-79318

RIA

Registered Investment Advisory firm - (3/11/2014 Approved)

Illinois

Registered Investment Advisory firm - (3/13/2014 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(9/9/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/10/2010

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/18/2010

General Securities Representative Examination

Current Firm

ARLINGTON WEALTH MANAGEMENT

ARLINGTON CAPITAL MANAGEMENT, INC. | ARLINGTON WEALTH MANAGEMENT

CRD#: 114801 / SEC#: 801-79318

RIA

Registered Investment Advisory firm - (3/11/2014 Approved)

Illinois

Registered Investment Advisory firm - (3/13/2014 Terminated)

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Contact information

Main Address

21 S. Evergreen Avenue Suite 100, Arlington Heights, IL 60005-7800

Mailing Address

Phone number

(847) 670-4030

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (11/6/2025)

Regulatory assets under management

Total Number of Accounts	747
AUM (Assets Under Management)	$ 200,051,002

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Gerald W. Howell

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gerald Wayne Howell II's CRS (Customer Relationship Summary).

Certified licenses

Experience

ARLINGTON WEALTH MANAGEMENT

B. RILEY WEALTH MANAGEMENT

B. RILEY WEALTH ADVISORS, INC.

NATIONAL SECURITIES CORPORATION

FSIC

FSIC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

Primary Firm SEC Registration

ARLINGTON WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 66

Date: 12/10/2010

SIE

Date: 10/1/2018

Series 7

Date: 11/18/2010

Current Firm

ARLINGTON WEALTH MANAGEMENT

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ARLINGTON WEALTH MANAGEMENT

TRUST BUT VERIFY

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