ML
Michael S. Liss
HERONWOOD CAPITAL LLC
WASHINGTON, DC 20009
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CRD#: 5849981
ML
Professional summary
Michael Smith Liss, who also goes by Michael Liss, is a registered financial advisor currently at HERONWOOD CAPITAL LLC located in Washington, District Of Columbia.
Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Michael has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Michael Liss
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) MSL POLO LLC, 1344 ROKEBY ROAD UPPERVILLE, VA 20184, NON-INVESTMENT RELATED, 1344 ROKEBY ROAD UPPERVILLE, VA 20184, RELATIONSHIP: SOLE PROPRIETOR
DESCRIPTION: AN LLC SET UP TO CONDUCT BUSINESS FOR HERONWOOD POLO TEAM;
2) 1919M, 1919 M STREET NW WASHINGTON DC 20036, REAL ESTATE/NO RESPONSIBILITIES,NOT INVESTMENT RELATED, NO DURING BUSINESS HOURS;
3) 1620K, 1620 K STREET NW WASHINGTON DC 20036, REAL ESTATE/NO RESPONSIBILITIES, NOT INVESTMENT RELATED, NO DURING BUSINESS HOURS;INVESTOR
4) SECOND ROCK SPRING PARK LIMITED PARTNERSHIP, 7200 WISCONSIN AVENUE #1100 BETHESDA MD 20814, REAL ESTATE/NO RESPONSIBILITIES, NOT INVESTMENT RELATED, NO DURING BUSINESS HOURS;
5) ERP OPERATING LP, TWO NORTH RIVERSIDE PLAZA CHICAGO IL 60606, REAL ESTATE/NO RESPONSIBILITIES, NOT INVESTMENT RELATED, NO DURING BUSINESS HOURS.
6) JEWISH COMMUNITY CENTER OF GREATER WASHINGTON;
INVESTMENT RELATED? : NO; ADDRESS: 6125 MONTROSE ROAD ROCKVILLE MD 20852; NATURE OF BUSINESS: COMMUNITY CENTER; TITLE/POSITION: MEMBER OF INVESTMENT COMMITTEE; START DATE OF AFFILIATION: JUNE 2014; NUMBER OF HOURS PER/MONTH DEVOTED : 1 HR/QUARTER; NUMBER OF TRADING HOURS PER/MONTH DEVOTED : 1 HR/QUARTER; DESCRIPTION OF DUTIES: REVIEW CURRENT INVESTMENT ALLOCATION/FINANCIAL MATTERS AND ADVISE.
7) CHARLES E. SMITH JEWISH DAY SCHOOL; INVESTMENT RELATED? :NO;
ADDRESS: 1901 E. JEFFERSON STREET ROCKVILLE MD 20852; NATURE OF BUSINESS: SCHOOL;
TITLE/POSITION: MEMBER OF INVESTMENT COMMITTEE; START DATE OF AFFILIATION: 2014;
NUMBER OF HOURS PER/MONTH DEVOTED: 1/QUARTER;
NUMBER OF TRADING HOURS PER/MONTH DEVOTED: 1/QUARTER; DESCRIPTION OF DUTIES: REVIEW CURRENT INVESTMENT ALLOCATION/FINANCIAL MATTERS AND ADVISE.
8) MSL INVESTMENT LLC, SOLE MANAGING MEMBER, ARLINGTON , VA, LLC FOR PRIVATE INVESTMENTS, 100 OWNER, O TRADING HRS, MAKE INVESTMENT DECISIONS.
(9) Quincy Manor LP 2361 n edgewood street,arlington, VA
Personal/Private Investment Related:Yes
Start Date: 08/03/2000
Hours per month devoted to this business: 1
Hours per month devoted to this business during trading hours: 0
Description of duties: investor
(10) Dovehill 3, L.P.
Address: 2361 n edgewood street,arlington, VA
Nature of the Business: Personal/Private Investment
Position/Title:
Investment Related:Yes
Start Date: 04/12/2016
Hours per month devoted to this business: 1
Hours per month devoted to this business during trading hours: 0
Description of duties: investor
11) Florida Capital Realty; Investment Related
Position: Licensed Agent
Address: 10621 North Kendall Drive, Unit 215, Miami, FL 33176
For all entities below:
Hours per month devoted to this business: 0
Hours per month devoted to this business during trading hours: 0
Description of duties: passive investment
12) Collaborative I LP
13) TMG RMDA LLC
14) Digital Bridge US Tower Holdings
15) Concerted Care Group
16) Doug Hill II LP
17) 296-298 King LLC
18) 1325 D Street Dr LLC
19) 1923 Ninth St NW LLC
22) Nashville Music Row Hotel Holdings, LLC
23) CSMN Development LLC
24) PRI Partners LLC
25) Heronwood Capital Realty
CRS (Client Relationship Summary) - RIA
Click below to view Michael Smith Liss's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 11, 2018 - Present
HERONWOOD CAPITAL LLC
Office #1: 1901 Connecticut Ave Nw Suite 215, Washington, DC 20009RIA
CRD#: 290176
WASHINGTON, DC
Past
September 6, 2016 - April 26, 2017
RAYMOND JAMES & ASSOCIATES, INC.
RIA
CRD#: 705
Washington, DC
Past
September 6, 2016 - April 26, 2017
RAYMOND JAMES & ASSOCIATES, INC.
BD
CRD#: 705
Washington, DC
Past
June 3, 2011 - September 6, 2016
DEUTSCHE BANK SECURITIES INC.
RIA
CRD#: 2525
WASHINGTON, DC
Past
December 23, 2010 - September 6, 2016
DEUTSCHE BANK SECURITIES INC.
BD
CRD#: 2525
WASHINGTON, DC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
District of Columbia(1/11/2018)
IAR
Maryland(2/13/2018)
IAR
Virginia(9/5/2018)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
HC
HERONWOOD CAPITAL LLC
HERONWOOD CAPITAL LLC
CRD#: 290176 / SEC#:
District of Columbia
Registered Investment Advisory firm - (1/11/2018 Approved)Maryland
Registered Investment Advisory firm - (2/13/2018 Approved)Virginia
Registered Investment Advisory firm - (9/5/2018 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
Bluemont, VA
Mailing Address
Phone number
(202) 871-7272
Established
Firm type
Fiscal year end
# of Employees
1
Regulatory assets under management
| Total Number of Accounts | 27 |
| AUM (Assets Under Management) | $ 57,809,538 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
