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CM

Conor J. Mckenna

LUMA SECURITIES
New York, NY 10003
Some features on this profile are disabled
CRD#: 5849739
CM

Professional summary

Conor Joseph Mckenna, who also goes by Conor Mckenna, is a registered financial professional currently at LUMA SECURITIES LLC located in New York, New York.

Conor is registered as a RR (Registered Representative) and started their career in finance in 2011. Conor has worked at 3 firms and has passed the Series 63, SIE, Series 79, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Conor Mckenna

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Conor Joseph Mckenna's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 2, 2014 - Present

LUMA SECURITIES LLC

Office #1: 101 Fifth Avenue Suite 900, New York, NY 10003
BD
CRD#: 157803
New York, NY
Past

April 18, 2013 - May 20, 2014

SANDLER, O'NEILL & PARTNERS, L.P.

BD
CRD#: 23328
NEW YORK, NY
Past

October 14, 2011 - February 27, 2012

M. R. BEAL & COMPANY

BD
CRD#: 22088
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(5/2/2023)
RR
New York
(6/2/2014)

Exams

State Security Law Exam
RR
Series 63
Date: 2/27/2012
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 79
Date: 10/4/2013
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 7
Date: 10/12/2011
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 10/18/2024
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

LS
LUMA SECURITIES LLC
LUMA ADVISORS LLC | LUMA SECURITIES LLC

CRD#: 157803 / SEC#: , 8-68863

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
PREMIUM
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Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
101 Fifth Avenue Suite 900, New York, NY 10003
Mailing Address
101 Fifth Avenue Suite 900, New York, NY 10003
Phone number
(646) 786-8423
Established
Delaware since 08/24/2010
Firm type
Limited Liability Company
Fiscal year end
September
Firm Size
Small
# of Employees

FINRA licenses (2 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
LUMA PARTNERS LLCMANAGING MEMBER
BECK, RAFAELFINOP / CFO5718571
KAWAJA, TERENCE GERARDCEO/CCO1982614

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

LUMA SECURITIES LLC

CRD#: 157803New York, NY 10003

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