Denis R. O'donoghue
Professional summary
Denis Ryan O'donoghue, who also goes by Denis R O Donoghue, Denis R Odonoghue, is a registered financial advisor currently at CAPITAL CLIENT GROUP, INC. located in Los Angeles, California.
Denis is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2015. Denis has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 3 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Denis Ryan O'donoghue's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Denis Ryan O'donoghue's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 27, 2026 - Present
CAPITAL CLIENT GROUP, INC.
Office #1: 333 South Hope Street 55th Floor, Los Angeles, CA, 90071-1447July 24, 2026 - Present
CAPITAL CLIENT GROUP, INC.
Office #1: 333 South Hope Street 55th Floor, Los Angeles, CA, 90071-1447December 2, 2021 - June 24, 2026
INVESCO ADVISERS, INC.
November 30, 2021 - June 24, 2026
INVESCO DISTRIBUTORS, INC.
September 21, 2017 - November 16, 2021
NEUBERGER BERMAN BD LLC
September 13, 2017 - November 16, 2021
NEUBERGER BERMAN BD LLC
February 29, 2016 - September 11, 2017
ABERDEEN FUND DISTRIBUTORS, LLC
January 29, 2015 - February 26, 2016
PERPETUAL AMERICAS FUNDS DISTRIBUTORS, LLC
Primary Firm SEC Registration
CAPITAL CLIENT GROUP, INC.
CRD#: 6247 / SEC#: 801-77946, 8-17168
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/24/2026)
(7/27/2026)
(7/24/2026)
(7/28/2026)
(7/24/2026)
(7/24/2026)
Exams
FINRA
Current Firm
CAPITAL CLIENT GROUP, INC.
CRD#: 6247 / SEC#: 801-77946, 8-17168
Contact information
SEC notice filing (24 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CAPITAL RESEARCH AND MANAGEMENT COMPANY | STOCKHOLDER | |
| AGUILAR, ALBERT JR | CHIEF COMPLIANCE OFFICER, VICE PRESIDENT, DIRECTOR | 5106724 |
| BURTON, RENE MARGARET | TREASURER, FINANCIAL OPERATIONS PRINCIPAL, VICE PRESIDENT, DIRECTOR | 1956766 |
| MCHALE, TIMOTHY WILLIAM | SECRETARY | 4244021 |
| O'CONNOR, MATTHEW PHILIP | CHAIRMAN & CHIEF EXECUTIVE OFFICER, DIRECTOR | 2427203 |
| PIKEN, KEITH ALAN | SENIOR VICE PRESIDENT, DIRECTOR | 2576730 |
| TRIESSL, MICHAEL JAMES | DIRECTOR | 3060797 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
