DO
Denis R. O Donoghue
INVESCO ADVISERS
Atlanta, GA 30309
Some features on this profile are disabled
CRD#: 5849451
DO
Professional summary
Denis R O Donoghue, who also goes by Denis R O'donoghue, is a registered financial advisor currently at INVESCO ADVISERS, INC. located in Atlanta, Georgia and INVESCO DISTRIBUTORS, INC. located in Atlanta, Georgia.
Denis is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2015. Denis has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 3 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Denis R O'donoghue
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Denis R O Donoghue's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 2, 2021 - Present
INVESCO ADVISERS, INC.
Office #1: 1331 Spring Street Nw Suite 2500, Atlanta, GA 30309RIA
CRD#: 105360
Atlanta, GA
Current
November 30, 2021 - Present
INVESCO DISTRIBUTORS, INC.
Office #1: 1331 Spring Street Nw Suite 2500, Atlanta, GA 30309BD
CRD#: 7369
Atlanta, GA
Past
September 21, 2017 - November 16, 2021
NEUBERGER BERMAN BD LLC
RIA
CRD#: 2908
NEW YORK, NY
Past
September 13, 2017 - November 16, 2021
NEUBERGER BERMAN BD LLC
BD
CRD#: 2908
NEW YORK, NY
Past
February 29, 2016 - September 11, 2017
ABERDEEN FUND DISTRIBUTORS, LLC
BD
CRD#: 146230
PHILADELPHIA, PA
Past
January 29, 2015 - February 26, 2016
PERPETUAL AMERICAS FUNDS DISTRIBUTORS, LLC
BD
CRD#: 143809
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
IA
INVESCO ADVISERS, INC.
INVESCO ADVISERS, INC. | INVESCO, INC | INVESCO INSTITUTIONAL (N.A.), INC.
CRD#: 105360 / SEC#: 801-33949
RIA
Registered Investment Advisory firm - (12/30/1988 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(11/30/2021)
RR
Alaska(11/30/2021)
RR
Arizona(11/30/2021)
RR
Arkansas(11/30/2021)
RR
California(11/30/2021)
RR
Colorado(11/30/2021)
RR
Connecticut(11/30/2021)
RR
Delaware(11/30/2021)
RR
District of Columbia(11/30/2021)
RR
Florida(11/30/2021)
RR
Georgia(11/30/2021)
IAR
Georgia(12/2/2021)
RR
Hawaii(11/30/2021)
RR
Idaho(11/30/2021)
RR
Illinois(11/30/2021)
RR
Indiana(11/30/2021)
RR
Iowa(11/30/2021)
RR
Kansas(11/30/2021)
RR
Kentucky(11/30/2021)
RR
Louisiana(11/30/2021)
RR
Maine(11/30/2021)
RR
Maryland(11/30/2021)
RR
Massachusetts(11/30/2021)
RR
Michigan(11/30/2021)
RR
Minnesota(11/30/2021)
RR
Mississippi(11/30/2021)
RR
Missouri(11/30/2021)
RR
Montana(11/30/2021)
RR
Nebraska(11/30/2021)
RR
Nevada(11/30/2021)
RR
New Hampshire(11/30/2021)
RR
New Jersey(11/30/2021)
RR
New Mexico(11/30/2021)
RR
New York(11/30/2021)
RR
North Carolina(11/30/2021)
RR
North Dakota(11/30/2021)
RR
Ohio(12/1/2021)
RR
Oklahoma(11/30/2021)
RR
Oregon(11/30/2021)
RR
Pennsylvania(11/30/2021)
RR
Puerto Rico(11/30/2021)
RR
Rhode Island(11/30/2021)
RR
South Carolina(11/30/2021)
RR
South Dakota(11/30/2021)
RR
Tennessee(11/30/2021)
RR
Texas(11/30/2021)
RR
Utah(11/30/2021)
RR
Vermont(11/30/2021)
RR
Virgin Islands(11/30/2021)
RR
Virginia(11/30/2021)
RR
Washington(11/30/2021)
RR
West Virginia(11/30/2021)
RR
Wisconsin(11/30/2021)
RR
Wyoming(11/30/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
IA
INVESCO ADVISERS, INC.
INVESCO ADVISERS, INC. | INVESCO, INC | INVESCO INSTITUTIONAL (N.A.), INC.
CRD#: 105360 / SEC#: 801-33949
RIA
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Contact information
Main Address
1331 Spring Street Nw Suite 2500, Atlanta, GA 30309
Mailing Address
11 Greenway Plaza Suite 1000, Houston, TX 77046
Phone number
(404) 892-0896
Established
Firm type
Fiscal year end
# of Employees
2,872
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 61,236 |
| AUM (Assets Under Management) | $ 756,881,223,229 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/27/2024 | ||
| 10/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
