Ryan Michael O'leary
Professional Summary
Ryan Michael O'leary, who also goes by Ryan O'leary, is a registered financial advisor currently at N.E.W. ADVISORY SERVICES, LLC located in De Pere, Wisconsin and GENEOS WEALTH MANAGEMENT, INC. located in Brillion, Wisconsin. Ryan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2010. Ryan has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Ryan O'leary
Similar Advisors
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
ELLIS FINANCIAL PLANNING
PFS INVESTMENTS INC.
CITIZENS SECURITIES, INC.
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
ELLIS FINANCIAL PLANNING
PFS INVESTMENTS INC.
CITIZENS SECURITIES, INC.
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
ELLIS FINANCIAL PLANNING
PFS INVESTMENTS INC.
CITIZENS SECURITIES, INC.
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
ELLIS FINANCIAL PLANNING
PFS INVESTMENTS INC.
CITIZENS SECURITIES, INC.
Years of Experience
16 years in the financial services industry
Current & Past Employments
Similar Advisors
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
ELLIS FINANCIAL PLANNING
PFS INVESTMENTS INC.
CITIZENS SECURITIES, INC.
Current Firm
HERMSEN WEALTH MANAGEMENT | SOVEREIGN FINANCIAL GROUP | NORTHRIGHT FINANCIAL | N.E.W. ADVISORY SERVICES, LLC | JOHNSON WEALTH MANAGEMENT
Contact Information
Main Address
2200 Dickinson Road Unit 17a, De Pere, WI 54115Phone Number
(920) 712-7800# of Employees
23SEC notice filing (21 States and Territories)
Registered to provide investment advisory services in 21 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
9,375AUM (Assets Under Management)
$1,601,996,307Similar Advisors
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
ELLIS FINANCIAL PLANNING
PFS INVESTMENTS INC.
CITIZENS SECURITIES, INC.
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Similar Advisors
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
ELLIS FINANCIAL PLANNING
PFS INVESTMENTS INC.
CITIZENS SECURITIES, INC.
Primary Firm SEC Registration
HERMSEN WEALTH MANAGEMENT | SOVEREIGN FINANCIAL GROUP | NORTHRIGHT FINANCIAL | N.E.W. ADVISORY SERVICES, LLC | JOHNSON WEALTH MANAGEMENT
State Registrations and Notice Filings
(10/25/2022)
(10/26/2022)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
Similar Advisors
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
ELLIS FINANCIAL PLANNING
PFS INVESTMENTS INC.
CITIZENS SECURITIES, INC.
CRS (Client Relationship Summary) - RIA
Click below to view Ryan Michael O'leary's CRS (Customer Relationship Summary).
Similar Advisors
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
ELLIS FINANCIAL PLANNING
PFS INVESTMENTS INC.
CITIZENS SECURITIES, INC.
