Adam J. Nuger
Professional summary
Adam Joseph Nuger, who also goes by Adam J Nuger, Adam Nuger, is a registered financial professional currently at CCO CAPITAL, LLC located in New York, New York.
Adam is registered as a RR (Registered Representative) and started their career in finance in 2010. Adam has worked at 9 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Adam Joseph Nuger's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 20, 2026 - Present
CCO CAPITAL, LLC
Office #1: 540 Madison Avenue 8th Floor, New York, NY 10022February 1, 2021 - April 1, 2026
INLAND SECURITIES CORPORATION
December 4, 2019 - February 3, 2021
PNC WEALTH MANAGEMENT LLC
December 4, 2019 - February 3, 2021
PNC WEALTH MANAGEMENT LLC
April 10, 2018 - October 3, 2018
ADVISORS ASSET MANAGEMENT, INC.
April 10, 2018 - October 3, 2018
ADVISORS ASSET MANAGEMENT, INC.
October 24, 2014 - April 10, 2018
INVESCO ADVISERS, INC.
October 24, 2014 - April 10, 2018
INVESCO DISTRIBUTORS, INC.
December 4, 2013 - October 23, 2014
PNC WEALTH MANAGEMENT LLC
December 4, 2013 - October 23, 2014
PNC WEALTH MANAGEMENT LLC
October 1, 2012 - November 14, 2013
J.P. MORGAN SECURITIES LLC
October 1, 2012 - November 14, 2013
J.P. MORGAN SECURITIES LLC
December 8, 2011 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
December 8, 2011 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
November 12, 2010 - October 27, 2011
NEW ENGLAND SECURITIES
October 14, 2010 - October 27, 2011
NEW ENGLAND SECURITIES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
FINRA
Current Firm
CCO CAPITAL, LLC
CRD#: 31147 / SEC#: , 8-45375
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CCO CAPITAL HOLDINGS, LLC | OWNER | |
| BECERRIL, CRYSTAL L | PRINCIPAL OPERATIONS OFFICER | 7037197 |
| BECERRIL, CRYSTAL L | PRINCIPAL FINANCIAL OFFICER | 7037197 |
| BECERRIL, CRYSTAL L | FINOP | 7037197 |
| DEMBO, JORDAN | SECRETARY | 7408267 |
| SOMERS, AARON GEORGE | DEPUTY CHIEF COMPLIANCE OFFICER | 3145910 |
| TERRY, JOSEPH DEAN | CHIEF COMPLIANCE OFFICER | 4612910 |
| VANDE KROL, EMILY L | PRESIDENT | 5595099 |
Red Flags
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