Corey D. Roberts
Professional summary
Corey Donald Roberts, who also goes by Corey Roberts, was a registered financial advisor .
Corey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Corey had worked at 8 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 3, 2025 - Present
November 6, 2017 - July 20, 2018
SECURITIES AMERICA, INC.
November 4, 2015 - November 7, 2017
NATIONAL PLANNING CORPORATION
October 20, 2014 - October 15, 2015
HORNOR, TOWNSEND & KENT, LLC
September 12, 2014 - November 11, 2014
STONEX SECURITIES INC.
April 17, 2013 - September 12, 2014
WRP INVESTMENTS, INC.
June 7, 2012 - February 28, 2013
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
November 10, 2010 - January 28, 2011
WELLS FARGO CLEARING SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(11/3/2025)
Exams
Current firm
No current employment
Red Flags
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