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Sabrina Bennett Southworth

Sabrina B. Southworth

Some features on this profile are disabled
CRD#: 5847413
Sabrina Bennett Southworth

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Sabrina Bennett Southworth, who also goes by Sabrina Lynn Bennett ^, Sabrina Lynn Overton ^, Sabrina B Southworth, Sabrina Bennett Southworth, was a registered financial professional .

Sabrina is a previously registered financial professional and started their career in finance in 2010. Sabrina had worked at 11 firms and has passed the Series 66, Series 65, SIE and Series 7 exams.

Biography

My name is Sabrina Southworth, and I’m a licensed Merrill Financial Solutions Advisor. I can provide you with advice when you need it, an investment strategy and a portfolio aligned to your needs to help you pursue your investing goals.
top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Sabrina Lynn Bennett ^ | Sabrina Lynn Overton ^ | Sabrina B Southworth | Sabrina Bennett Southworth

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

September 6, 2024 - March 10, 2025

TRUIST ADVISORY SERVICES, INC.

RIA
CRD#: 283390
FREDERICKSBURG, VA
Past

September 6, 2024 - March 10, 2025

TRUIST INVESTMENT SERVICES, INC.

BD
CRD#: 17499
FREDERICKSBURG, VA
Past

January 25, 2023 - August 5, 2024

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA
CRD#: 7691
GLEN ALLEN, VA
Past

January 25, 2023 - August 5, 2024

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
GLEN ALLEN, VA
Past

December 17, 2021 - December 9, 2022

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA
CRD#: 288590
RUTHER GLEN, VA
Past

October 22, 2021 - December 8, 2022

FIDELITY BROKERAGE SERVICES LLC

BD
CRD#: 7784
JACKSONVILLE, FL
Past

May 28, 2021 - August 27, 2021

ALLY INVEST SECURITIES LLC

BD
CRD#: 136131
Charlotte, NC
Past

September 4, 2020 - May 5, 2021

WELLS FARGO CLEARING SERVICES, LLC

RIA
CRD#: 19616
GLEN ALLEN, VA
Past

August 19, 2020 - May 5, 2021

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
ST. LOUIS, MO
Past

December 7, 2017 - July 6, 2018

CETERA INVESTMENT ADVISERS LLC

RIA
CRD#: 105644
RUTHER GLEN, VA
Past

December 7, 2017 - July 6, 2018

CETERA FINANCIAL SPECIALISTS LLC

BD
CRD#: 10358
RUTHER GLEN, VA
Past

March 20, 2015 - May 6, 2016

NAVY FEDERAL ASSET MANAGEMENT, LLC

RIA
CRD#: 144244
STAFFORD, VA
Past

March 20, 2015 - May 6, 2016

NAVY FEDERAL INVESTMENT SERVICES, LLC

BD
CRD#: 138459
STAFFORD, VA
Past

October 21, 2014 - March 11, 2015

WELLS FARGO CLEARING SERVICES, LLC

RIA
CRD#: 19616
SPOTSYLVANIA, VA
Past

October 21, 2014 - March 11, 2015

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
SPOTSYLVANIA, VA
Past

December 21, 2010 - December 5, 2013

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA
CRD#: 7691
FREDERICKSBURG, VA
Past

October 13, 2010 - December 5, 2013

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
FREDERICKSBURG, VA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TA
TRUIST ADVISORY SERVICES, INC.
SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.

CRD#: 283390 / SEC#: 801-107729

RIA
Registered Investment Advisory firm - (5/18/2016 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 7/5/2021
Uniform Combined State Law Examination
State Security Law Exam
IAR
Series 65
Date: 6/29/2005
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
SIE
Date: 7/6/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 10/12/2010
General Securities Representative Examination

Current Firm

TA
TRUIST ADVISORY SERVICES, INC.
SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.

CRD#: 283390 / SEC#: 801-107729

RIA
Registered Investment Advisory firm - (5/18/2016 Approved)
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Contact information

Main Address
303 Peachtree Street 2nd Floor, Atlanta, GA 30303
Mailing Address
Po Box 4418 Mc 107, Atlanta, GA 30302
Phone number
(800) 874-4770
Established
Firm type
Fiscal year end
# of Employees
2,469

SEC notice filing (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

TAS AMC WRAP MANAGED PROGRAMS BROCHURE (10/31/2025)
TAS CONSULTING SERVICES AMC ADVANTAGE FIRM BROCHURE (3/28/2025)

Regulatory assets under management

Total Number of Accounts124,363
AUM (Assets Under Management)$ 67,736,740,585

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
04/24/2025
Cover Page
Report
03/28/2024
Cover Page
Report
04/26/2023
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

TRUIST ADVISORY SERVICES, INC.

Financial Solutions Advisor at Bank of America, Merrill LynchCRD#: 283390

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Contact information

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