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CD

Christopher J. Dubyak

BERENSON & COMPANY
New York, NY 10065
Some features on this profile are disabled
CRD#: 5846376
CD

Professional summary

Christopher J Dubyak, who also goes by Christopher Joseph Dubyak, is a registered financial professional currently at BERENSON & COMPANY, LLC located in New York, New York.

Christopher is registered as a RR (Registered Representative) and started their career in finance in 2010. Christopher has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Christopher Joseph Dubyak

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Christopher J Dubyak's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 3, 2021 - Present

BERENSON & COMPANY, LLC

Office #1: 667 Madison Avenue 18th Floor, New York, NY 10065
BD
CRD#: 28016
New York, NY
Past

March 19, 2018 - March 17, 2021

ALANTRA, LLC

BD
CRD#: 22095
BOSTON, MA
Past

December 5, 2012 - February 21, 2018

BOWEN, INC.

BD
CRD#: 142930
PLYMOUTH, MA
Past

December 20, 2010 - November 12, 2012

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA
CRD#: 7691
BOSTON, MA
Past

November 15, 2010 - November 12, 2012

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
BOSTON, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(5/3/2021)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 12/17/2010
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 11/12/2010
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

B&
BERENSON & COMPANY, LLC
BERENSON & COMPANY, LLC | BERENSON MINELLA & COMPANY, L.P. | BERENSON MINELLA & COMPANY LLC

CRD#: 28016 / SEC#: , 8-43368

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
667 Madison Avenue 18th Floor, New York, NY 10065
Mailing Address
667 Madison Avenue 18th Floor, New York, NY 10065
Phone number
(212) 935-7676
Established
Delaware since 01/27/1999
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (1 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
BERENSON & COMPANY, INC.MANAGING MEMBER
BERENSON, JEFFREY LEEGENERAL SECURITIES PRINCIPAL, CEO18881
LEWIS, MICHAEL J.H.FINOP/CFO, CCO4587805

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BERENSON & COMPANY, LLC

CRD#: 28016New York, NY 10065

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