Jeff Shanta
Professional summary
Jeff Shanta is a registered financial professional currently at CORMARK SECURITIES (USA) LIMITED .
Jeff is registered as a RR (Registered Representative) and started their career in finance in 2011. Jeff has worked at 2 firms and has passed the Series 63, SIE and Series 37 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jeff Shanta's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 17, 2011 - Present
CORMARK SECURITIES (USA) LIMITED
Office #1: Royal Bank Plaza, North Tower 200 Bay Street, Suite 1800, Toronto, M5J2J2February 22, 2011 - May 2, 2011
NCP NORTHLAND CAPITAL PARTNERS (USA) INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/17/2011)
(5/17/2011)
(5/17/2011)
(5/17/2011)
(5/17/2011)
(12/8/2011)
(5/17/2011)
(5/17/2011)
(11/13/2018)
(11/13/2018)
(5/17/2011)
(5/17/2011)
(5/18/2011)
(5/17/2011)
(5/17/2011)
(5/17/2011)
(3/19/2021)
(5/17/2011)
Exams
Series 37
Date: 11/16/2010
Canada Module of the General Securities Registered Representative (With Options Questions)FINRA
Current Firm
CORMARK SECURITIES (USA) LIMITED
CRD#: 101000 / SEC#: , 8-52049
Contact information
FINRA licenses (21 States and Territories)
Documents
Red Flags
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