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CRD#: 101000
BD

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

CORMARK SECURITIES (USA) LIMITED is located at Royal Bank Plaza, North Tower 200 Bay Street, Suite 1800, Toronto, Ontario, null M5J 2J2. CORMARK SECURITIES (USA) LIMITED has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of CORMARK SECURITIES (USA) LIMITED’s clients are individuals and 0% of their clients are high net worth individuals. CORMARK SECURITIES (USA) LIMITED has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at CORMARK SECURITIES (USA) LIMITED are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access CORMARK SECURITIES (USA) LIMITED‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at CORMARK SECURITIES (USA) LIMITED. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for CORMARK SECURITIES (USA) LIMITED Comes From

Understanding the Statistics for CORMARK SECURITIES (USA) LIMITED and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
No Disclosures

FIRM INFORMATION

Main Address
Royal Bank Plaza, North Tower 200 Bay Street, Suite 1800, Toronto, Ontario, M5J 2J2
Mailing Address
Royal Bank Plaza, North Tower 200 Bay Street, Suite 1800, Toronto, Ontario, M5J 2J2
Firm Size
Small
Phone Number
(416) 362-7485
Established
since 06/08/1994
Firm Type
Corporation
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS


DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
CORMARK SECURITIES INCSHAREHOLDER
EISENSTAT, JULIACHIEF COMPLIANCE OFFICER4925912
LAMACRAFT, SCOTT EMMETTPRESIDENT4059049
LAMPMAN, KARLY MICHELLECHIEF FINANCIAL OFFICER6113306
STREETER, SUSAN JANECHIEF EXECUTIVE OFFICER4801060

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Advisor's working at CORMARK SECURITIES (USA) LIMITED

BB

Bradley Jay Bakker

RR
CRD#: 4353533
Location:
Toronto, M5J2J2
Company:
CORMARK SECURITIES (USA) LIMITED
Disclosures:
Experience:
24 years
View Profile
KL

Karly Michelle Lampman

Karly Michelle Healey
RR
CRD#: 6113306
Location:
Toronto, Ontario, M5J 2J2
Company:
CORMARK SECURITIES (USA) LIMITED
Disclosures:
Experience:
12 years
View Profile
JF

Jeffrey Michael Fenwick

RR
CRD#: 5301106
Location:
Toronto, M5J2J2
Company:
CORMARK SECURITIES (USA) LIMITED
Disclosures:
Experience:
18 years
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