Francis C. Manheim
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Francis Chester Manheim, who also goes by Francis Manheim, was a registered financial professional .
Francis is a previously registered financial professional and started their career in finance in 2010. Francis had worked at 3 firms and has passed the Series 63, SIE and Series 79 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 30, 2019 - January 2, 2026
ARK SECURITIES LLC
January 17, 2012 - May 2, 2017
ROSSOFF & CO. LLC
October 13, 2010 - September 9, 2011
GLEACHER & COMPANY SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
ARK SECURITIES LLC
CRD#: 246787 / SEC#: , 8-69629
Contact information
FINRA licenses (2 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
