Bradley P. Schwartz

TRUIST ADVISORY SERVICES

PORT ORANGE, FL 32127

Some features on this profile are disabled

CRD#: 5844607

Professional summary

Bradley Paul Schwartz, who also goes by Brad Schwartz, Bradley P Schwartz, Bradley Paul Schwartz, is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Port Orange, Florida and TRUIST INVESTMENT SERVICES, INC. located in Port Orange, Florida.

Bradley is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2010. Bradley has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Brad Schwartz | Bradley P Schwartz | Bradley Paul Schwartz

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bradley Paul Schwartz's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 16, 2025 - Present

TRUIST ADVISORY SERVICES, INC.

Office #1: 3865 S Nova Rd, Port Orange, FL 32127

RIA

CRD#: 283390

PORT ORANGE, FL

Current

April 8, 2025 - Present

TRUIST INVESTMENT SERVICES, INC.

Office #1: 3865 S Nova Rd, Port Orange, FL 32127

CRD#: 17499

PORT ORANGE, FL

Past

April 22, 2024 - April 2, 2025

EDWARD JONES

RIA

CRD#: 250

DAYTONA BEACH, FL

Past

April 19, 2024 - April 2, 2025

EDWARD JONES

CRD#: 250

DAYTONA BEACH, FL

Past

February 20, 2019 - April 22, 2024

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

DAYTONA BEACH, FL

Past

February 20, 2019 - April 22, 2024

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

DAYTONA BEACH, FL

Past

November 28, 2018 - February 4, 2019

KEYES, STANGE & WOOTEN WEALTH MANAGEMENT, LLC

RIA

CRD#: 139806

DAYTONA BEACH, FL

Past

December 14, 2017 - November 20, 2018

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

DELAND, FL

Past

December 14, 2017 - November 20, 2018

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

DELAND, FL

Past

October 31, 2016 - December 13, 2017

PNC WEALTH MANAGEMENT LLC

RIA

CRD#: 129052

DAYTONA BEACH, FL

Past

October 26, 2016 - December 13, 2017

PNC WEALTH MANAGEMENT LLC

CRD#: 129052

DAYTONA BEACH, FL

Past

January 5, 2016 - October 11, 2016

CETERA INVESTMENT ADVISERS LLC

RIA

CRD#: 105644

NEW SMYRNA BEACH, FL

Past

July 9, 2015 - October 11, 2016

CETERA INVESTMENT SERVICES LLC

CRD#: 15340

NEW SMYRNA BEACH, FL

Past

October 25, 2011 - July 10, 2015

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

LAKE MARY, FL

Past

November 4, 2010 - February 11, 2011

TRUIST INVESTMENT SERVICES, INC.

CRD#: 17499

PORT ORANGE, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TRUIST ADVISORY SERVICES, INC.

SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.

CRD#: 283390 / SEC#: 801-107729

RIA

Registered Investment Advisory firm - (5/18/2016 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(4/8/2025)

IAR

Florida
(4/16/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/16/2015

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/16/2010

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/13/2013

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 10/27/2010

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

TRUIST ADVISORY SERVICES, INC.

SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.

CRD#: 283390 / SEC#: 801-107729

RIA

Registered Investment Advisory firm - (5/18/2016 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

303 Peachtree Street 2nd Floor, Atlanta, GA 30303

Mailing Address

Po Box 4418 Mc 107, Atlanta, GA 30302

Phone number

(800) 874-4770

Established

Firm type

Fiscal year end

# of Employees

2,469

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

TAS AMC WRAP MANAGED PROGRAMS BROCHURE (10/31/2025)

TAS CONSULTING SERVICES AMC ADVANTAGE FIRM BROCHURE (3/28/2025)

Regulatory assets under management

Total Number of Accounts	124,363
AUM (Assets Under Management)	$ 67,736,740,585

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
04/24/2025	Cover Page	Report
03/28/2024	Cover Page	Report
04/26/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Randy Brickman

PARK AVENUE SECURITIES LLC

IAR

NORTH WOODMERE, NY

Gianluca Triennese

WEDBUSH SECURITIES INC.

IAR

Littleton, CO

Robert Shannon

BRAZOS WEALTH ADVISORS LLC

IAR

FORT WORTH, TX

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Bradley P. Schwartz

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bradley Paul Schwartz's CRS (Customer Relationship Summary).

Certified licenses

Experience

TRUIST INVESTMENT SERVICES, INC.

EDWARD JONES

EDWARD JONES

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

KEYES, STANGE & WOOTEN WEALTH MANAGEMENT, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

PNC WEALTH MANAGEMENT LLC

PNC WEALTH MANAGEMENT LLC

CETERA INVESTMENT ADVISERS LLC

CETERA INVESTMENT SERVICES LLC

WELLS FARGO CLEARING SERVICES, LLC

TRUIST INVESTMENT SERVICES, INC.

Primary Firm SEC Registration

TRUIST ADVISORY SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 12/16/2015

Series 63

Date: 12/16/2010

SIE

Date: 10/1/2018

Series 7

Date: 3/13/2013

Series 6

Date: 10/27/2010

FINRA

Current Firm

TRUIST ADVISORY SERVICES, INC.

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

TRUIST ADVISORY SERVICES, INC.

TRUST BUT VERIFY

Similar Advisors