Matthew B. Rumble
Professional summary
Matthew Beresford Rumble, who also goes by Matt Rumble, is a registered financial advisor currently at EMPOWER ADVISORY GROUP, LLC located in Ponte Vedra, Florida and EMPOWER FINANCIAL SERVICES, INC. located in Ponte Vedra, Florida.
Matthew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2010. Matthew has worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Matthew Beresford Rumble's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 9, 2022 - Present
EMPOWER ADVISORY GROUP, LLC
July 28, 2022 - Present
EMPOWER FINANCIAL SERVICES, INC.
November 14, 2016 - June 28, 2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 14, 2016 - June 28, 2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 28, 2015 - September 8, 2016
FIDELITY BROKERAGE SERVICES LLC
November 16, 2010 - October 16, 2012
WELLS FARGO CLEARING SERVICES, LLC
Primary Firm SEC Registration
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/4/2022)
(8/1/2022)
(8/9/2022)
(8/3/2022)
(7/28/2022)
(7/28/2022)
(8/10/2022)
(7/29/2022)
(8/9/2022)
(8/1/2022)
(8/3/2022)
(7/29/2022)
(8/10/2022)
(8/2/2022)
(7/28/2022)
(7/29/2022)
(7/29/2022)
(7/29/2022)
(7/29/2022)
(8/1/2022)
(7/29/2022)
(8/1/2022)
(7/29/2022)
(7/28/2022)
(8/1/2022)
(8/12/2022)
(8/4/2022)
(7/29/2022)
(7/29/2022)
(7/29/2022)
(7/29/2022)
(8/2/2022)
(8/2/2022)
(7/29/2022)
(7/29/2022)
(8/3/2022)
(8/1/2022)
(8/4/2022)
(7/29/2022)
(7/29/2022)
(7/29/2022)
(7/29/2022)
(7/30/2022)
(7/29/2022)
(8/1/2022)
(8/2/2022)
(8/1/2022)
Exams
FINRA
Current Firm
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
Contact information
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 250,707 |
| AUM (Assets Under Management) | $ 159,120,330,491 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 03/28/2025 | ||
| 11/21/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
