JULIA M. JABLONSKI
HIGHTOWER SECURITIES | Business Optimization Lead & Senior Wealth Management Associate
New York, NY 10017
Some features on this profile are disabled
CRD#: 5844396
Professional summary
JULIA MARIE JABLONSKI, who also goes by Julia Jablonski, is a registered financial professional currently at HIGHTOWER SECURITIES, LLC located in New York, New York.
JULIA is registered as a RR (Registered Representative) and started their career in finance in 2017. JULIA has worked at 2 firms and has passed the Series 63, SIE and Series 6 exams.
Biography
Julia Jablonski joined Sarian Strategic Partners in 2019. She has nine years of investment experience in the finance industry, with specialized concentration in financial and risk analysis, reconciliation, compliance, retirement planning, and applying results-driven investment principles.
Prior to joining Sarian Strategic Partners, Julia worked at The Vanguard Group in various positions and departments including Brokerage Services, Cost Basis Accounting, Investment Administration, and Retirement Planning Services.
Julia grew up in Lancaster, PA and enjoys visiting her family often. She enjoys taking her nieces and nephews on adventures, hiking at Marsh Creek, and exploring new places and cultures. Julia gives back to her community and volunteers at various non-profits in Chester County.
Julia received her B.S degree at Immaculata University in Business Administration concentrating in Accounting and Entrepreneurship. Julia also holds an MBA degree specializing in Finance, Strategic Management, and International business from Villanova University.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Julia Jablonski
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view JULIA MARIE JABLONSKI's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 18, 2019 - Present
HIGHTOWER SECURITIES, LLC
Office #1: 505 Fifth Avenue 4th Floor, New York, NY 10017BD
CRD#: 116681
New York, NY
Past
November 10, 2017 - November 5, 2018
VANGUARD MARKETING CORPORATION
BD
CRD#: 7452
MALVERN, PA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
HS
HIGHTOWER SECURITIES, LLC
CCM EQUITIES, LLC | UNITED FIDUCIARY SECURITIES, LLC | HIGHTOWER SECURITIES, LLC
CRD#: 116681 / SEC#: , 8-53560
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
200 West Madison Street Suite 2500, Chicago, IL 60606-3414
Mailing Address
200 West Madison Street Suite 2500, Chicago, IL 60606-3414
Phone number
(312) 962-3800
Established
Illinois since 06/28/2001
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HIGHTOWER HOLDING, LLC | PARENT COMPANY | |
| BESSO, DOUGLAS JOSEPH | CTO | 1530829 |
| COVIELLO, BARRY ANTHONY | EXECUTIVE DIRECTOR, NATIONAL FIELD SUPERVISION | 1813688 |
| GRAY, KENDRA | MUNICIPAL PRINCIPAL | 4388082 |
| GRAY, KENDRA | CHIEF COMPLIANCE OFFICER | 4388082 |
| KARL, MATTHEW JAMES | PRINCIPAL FINANCIAL OFFICER (PFO) & FINOP | 5361093 |
| SMITH, SCOTT DAVID | CHIEF EXECUTIVE OFFICER | 2523535 |
Disclosures
| Regulatory Event | 5 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
HIGHTOWER SECURITIES, LLC
Business Optimization Lead & Senior Wealth Management AssociateCRD#: 116681New York, NY 10017TRUST BUT VERIFY
Monitor JULIA JABLONSKI
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
