Woodrow W. Williford
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Woodrow Wilson Williford III, who also goes by Trey Williford, was a registered financial professional .
Woodrow is a previously registered financial professional and started their career in finance in 2011. Woodrow had worked at 2 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 13, 2023 - April 8, 2024
BIRCHWOOD WEALTH MANAGEMENT, LLC
April 14, 2020 - December 31, 2022
BIRCHWOOD WEALTH MANAGEMENT, LLC
January 6, 2015 - December 31, 2019
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
April 25, 2011 - December 31, 2019
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BIRCHWOOD WEALTH MANAGEMENT, LLC
CRD#: 307267 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 24 |
| AUM (Assets Under Management) | $ 2,794,556 |
Red Flags
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