Brittany R. Kluever
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brittany Rose Kluever, who also goes by Brittany Rose Brown, was a registered financial professional .
Brittany is a previously registered financial professional and started their career in finance in 2010. Brittany had worked at 4 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 11, 2014 - June 3, 2015
OPPENHEIMERFUNDS DISTRIBUTOR, INC.
August 28, 2012 - October 21, 2014
FRANKLIN/TEMPLETON DISTRIBUTORS, LLC
September 2, 2011 - July 27, 2012
TALCOTT RESOLUTION DISTRIBUTION COMPANY, INC.
December 24, 2010 - July 11, 2011
JACKSON NATIONAL LIFE DISTRIBUTORS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
OPPENHEIMERFUNDS DISTRIBUTOR, INC.
CRD#: 7834 / SEC#: , 8-22992
Contact information
Documents
Disclosures
| Regulatory Event | 5 |
| Civil Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
