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AG

Alex J. Grammatic

THE LEADERS GROUP
SUMMIT, NJ 07901
Some features on this profile are disabled
CRD#: 5843464
AG

Professional summary

Alex J Grammatic, CLU®, who also goes by Alex J Grammatic, Alex Joseph Grammatic, Alex Grammatic, is a registered financial professional currently at THE LEADERS GROUP, INC. located in Summit, New Jersey.

Alex is registered as a RR (Registered Representative) and started their career in finance in 2010. Alex has worked at 5 firms and has passed the Series 63, Series 65, Series 7TO, Series 6TO, SIE and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Alex J Grammatic | Alex Joseph Grammatic | Alex Grammatic

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Alex J Grammatic's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CLU®

Chartered Life Underwriter

Experience

Current

March 18, 2024 - Present

THE LEADERS GROUP, INC.

Office #1: 475 Springfield Ave, Summit, NJ 07901
BD
CRD#: 37157
SUMMIT, NJ
Past

April 2, 2019 - December 31, 2020

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

RIA
CRD#: 15708
DOVER, NH
Past

April 2, 2019 - December 31, 2020

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

BD
CRD#: 15708
DOVER, NH
Past

July 6, 2017 - April 11, 2019

PARK AVENUE SECURITIES LLC

RIA
CRD#: 46173
PORTSMOUTH, NH
Past

April 6, 2017 - April 11, 2019

PARK AVENUE SECURITIES LLC

BD
CRD#: 46173
PORTSMOUTH, NH
Past

October 8, 2015 - March 10, 2017

MML INVESTORS SERVICES, LLC

RIA
CRD#: 10409
Rochester, NH
Past

August 20, 2015 - March 10, 2017

MML INVESTORS SERVICES, LLC

BD
CRD#: 10409
Rochester, NH
Past

August 6, 2014 - July 10, 2015

PRUCO SECURITIES, LLC.

RIA
CRD#: 5685
PORTSMOUTH, NH
Past

October 19, 2010 - July 10, 2015

PRUCO SECURITIES, LLC.

BD
CRD#: 5685
PORTSMOUTH, NH

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Illinois
(5/20/2025)
RR
Massachusetts
(9/9/2024)
RR
New Hampshire
(3/21/2024)
RR
New Jersey
(12/6/2024)
RR
Vermont
(5/13/2025)
RR
Virginia
(10/28/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 3/6/2024
Uniform Securities Agent State Law Examination
State Security Law Exam
IAR
Series 65
Date: 7/18/2014
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 2/23/2024
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6TO
Date: 2/23/2024
Investment Company Products/Variable Contracts Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 6
Date: 10/18/2010
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA

Current Firm

TL
THE LEADERS GROUP, INC.
SIMPLICITY INVESTMENTS | THE LEADERS GROUP, INC. | THE LEADERS GROUP

CRD#: 37157 / SEC#: , 8-47639

BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information

Main Address
475 Springfield Ave, Summit, NJ 07901
Mailing Address
475 Springfield Ave Suite 1, Summit, NJ 07901
Phone number
(303) 797-9080
Established
Delaware since 07/14/1994
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees

FINRA licenses (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
SIMPLICITY FINANCIAL MARKETING HOLDINGS, INC.SHAREHOLDER
PETERS, ROBERT WILLIAMFINOP1704577
RILEY, ZORAH JANECHIEF COMPLIANCE OFFICER3015509
WICKERSHAM, SEAN DAVIDPRESIDENT4994630

Disclosures

Regulatory Event4

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

THE LEADERS GROUP, INC.

CRD#: 37157Summit, NJ 07901

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