Doug R. Snow
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Doug R Snow, who also goes by Douglas Robert Snow, Douglas Snow, Doug Snow, was a registered financial professional .
Doug is a previously registered financial professional and started their career in finance in 2014. Doug had worked at 3 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 22, 2019 - August 18, 2020
ANALYST HUB SECURITIES, LLC
February 16, 2017 - April 24, 2018
BMO CAPITAL MARKETS CORP.
November 26, 2014 - February 8, 2017
SANFORD C. BERNSTEIN & CO., LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ANALYST HUB SECURITIES, LLC
CRD#: 297665 / SEC#: , 8-70144
Contact information
FINRA licenses (2 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
