Stephen Sabo
Professional summary
Stephen Sabo is a registered financial professional currently at FOUR POINTS CAPITAL PARTNERS LLC located in New York, New York.
Stephen is registered as a RR (Registered Representative) and started their career in finance in 2011. Stephen has worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Stephen Sabo's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 2, 2021 - Present
FOUR POINTS CAPITAL PARTNERS LLC
Office #1: 99 Park Avenue Suite 810, New York, NY 10016May 8, 2018 - February 3, 2021
HORNOR, TOWNSEND & KENT, LLC
March 25, 2017 - May 1, 2018
MML INVESTORS SERVICES, LLC
December 7, 2011 - March 25, 2017
MSI FINANCIAL SERVICES, INC.
August 4, 2011 - November 8, 2011
NATIONAL SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/2/2021)
(8/24/2023)
(2/2/2021)
(2/2/2021)
(11/21/2023)
Exams
FINRA
Current Firm
FOUR POINTS CAPITAL PARTNERS LLC
CRD#: 43149 / SEC#: , 8-50162
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
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