Dominic L. Ruccella
Professional summary
Dominic Leo Ruccella, who also goes by Dominic Leo Rucella, is a registered financial professional currently at KEYBANC CAPITAL MARKETS INC. located in Cleveland, Ohio.
Dominic is registered as a RR (Registered Representative) and started their career in finance in 2010. Dominic has worked at 7 firms and has passed the Series 63, Series 79TO, SIE, Series 87, Series 86 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Dominic Leo Ruccella's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 24, 2022 - Present
KEYBANC CAPITAL MARKETS INC.
Office #1: 127 Public Square, Cleveland, OH 44114July 10, 2018 - May 18, 2022
BROWN, GIBBONS, LANG & COMPANY SECURITIES, LLC
March 14, 2017 - June 4, 2018
SFI CAPITAL GROUP, LLC
June 11, 2015 - September 12, 2016
WEDBUSH SECURITIES INC.
August 12, 2013 - May 26, 2015
NORTHCOAST RESEARCH PARTNERS, LLC
August 12, 2013 - May 26, 2015
AMERICA NORTHCOAST SECURITIES, INC.
December 10, 2010 - July 16, 2013
CHARLES SCHWAB & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/27/2022)
Exams
Series 79TO
Date: 6/13/2023
Investment Banking Registered Representative ExaminationFINRA
Nasdaq Stock Market
Current Firm
KEYBANC CAPITAL MARKETS INC.
CRD#: 566 / SEC#: , 8-30177
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KEYCORP | SOLE SHAREHOLDER | |
| GILBERT, STACY LEE | DIRECTOR | 5316644 |
| HAYDEN, WILLIAM PATRICK | CHIEF COMPLIANCE OFFICER | 4136632 |
| JANOFSKY, PAULA MARIE | CHIEF OPERATIONS OFFICER, DIRECTOR | 2882776 |
| KOVACHICK, MARK ALLAN | DIRECTOR, CFO | 5390571 |
| PAINE, ANDREW JACKSON III | MANAGING DIRECTOR, DIRECTOR, HEAD OF CORPORATE AND INVESTMENT BANKING | 2450522 |
| PREISER, DOUGLAS WILLIAM | CHIEF EXECUTIVE OFFICER, DIRECTOR | 1690776 |
| SKARDA, JOSEPH BRIEL | DIRECTOR | 4288186 |
Disclosures
| Regulatory Event | 40 |
| Arbitration | 15 |
| Bond | 1 |
Red Flags
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