Douglas R. Terry

ALHAMBRA INVESTMENT MANAGEMENT LLC

Englewood, CO

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CRD#: 5841670

Professional summary

Douglas Reade Terry is a registered financial advisor currently at ALHAMBRA INVESTMENT MANAGEMENT LLC located in Englewood, Colorado.

Douglas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Douglas has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

ABT HOLDINGS LLC, OFFICER, HOLDING COMPANY FOR JOINT OWNERSHIP WITH PARTNER ROBERT LAST. Address: 5776 South Jamaica Way, Englewood, CO 80111. I AM AN OFFICER AND 50% OWNER. START IN MARCH 2000, DEVOTE 2 HOURS/MONTH ALL OUTSIDE OF REGULAR BUSINESS/SECURITIES TRADING HOURS. DUTIES INCLUDE PAYING BILLS, TAXES AND GENERAL TREASURER ACTIVITIES. BUSINESS IS A HOLDING COMPANY FOR PARTIAL OWNERSHIP IN KANSAS AGRI-ENERGY (EKAE) AN ETHANOL COMPANY IN KANSAS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Douglas Reade Terry's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 28, 2012 - Present

ALHAMBRA INVESTMENT MANAGEMENT LLC

RIA

CRD#: 138537

Englewood, CO

Past

June 30, 2011 - June 27, 2012

ALHAMBRA INVESTMENT MANAGEMENT LLC

RIA

CRD#: 138537

GREENWOOD VILLAGE, CO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ALHAMBRA INVESTMENT MANAGEMENT LLC

ALHAMBRA INVESTMENT MANAGEMENT LLC | ALHAMBRA INVESTMENT PARTNERS LLC

CRD#: 138537 / SEC#: 801-66624

RIA

Registered Investment Advisory firm - (5/4/2006 Approved)

Texas

Registered Investment Advisory firm - (5/1/2006 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(4/10/2023)

IAR

Texas
(6/25/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/28/2011

Uniform Investment Adviser Law Examination

Current Firm

ALHAMBRA INVESTMENT MANAGEMENT LLC

ALHAMBRA INVESTMENT MANAGEMENT LLC | ALHAMBRA INVESTMENT PARTNERS LLC

CRD#: 138537 / SEC#: 801-66624

RIA

Registered Investment Advisory firm - (5/4/2006 Approved)

Texas

Registered Investment Advisory firm - (5/1/2006 Terminated)

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Contact information

Main Address

8925 Sw 148 Street Suite 214, Palmetto Bay, FL 33176

Mailing Address

Po Box 1198, Aiken, SC 29802

Phone number

(305) 233-3772

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (15 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

AIM GENERAL BROCHURE - 2025 (3/14/2025)

Regulatory assets under management

Total Number of Accounts	486
AUM (Assets Under Management)	$ 278,558,234

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Douglas R. Terry

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Douglas Reade Terry's CRS (Customer Relationship Summary).

Certified licenses

Experience

ALHAMBRA INVESTMENT MANAGEMENT LLC

ALHAMBRA INVESTMENT MANAGEMENT LLC

Primary Firm SEC Registration

ALHAMBRA INVESTMENT MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 6/28/2011

Current Firm

ALHAMBRA INVESTMENT MANAGEMENT LLC

Contact information

SEC notice filing (15 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ALHAMBRA INVESTMENT MANAGEMENT LLC

TRUST BUT VERIFY

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