Sarah E. Bush

CONCORDE INVESTMENT SERVICES

Ann Arbor, MI 48108

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CRD#: 5841363

Professional summary

Sarah Elizabeth Bush, who also goes by Sarah E Bush, Sarah Elizabeth Bush, is a registered financial professional currently at CONCORDE INVESTMENT SERVICES, LLC located in Ann Arbor, Michigan and THL CAPITAL MARKETS, LLC located in Boston, Massachusetts.

Sarah is registered as a RR (Registered Representative) and started their career in finance in 2016. Sarah has worked at 5 firms and has passed the Series 63, Series 99TO, Series 52TO, SIE, Series 7, Series 14 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Sarah E Bush | Sarah Elizabeth Bush

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Sarah Elizabeth Bush's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 17, 2024 - Present

CONCORDE INVESTMENT SERVICES, LLC

Office #1: 3909 Research Park Drive Suite 200, Ann Arbor, MI 48108

CRD#: 151604

Ann Arbor, MI

Current

December 3, 2024 - Present

THL CAPITAL MARKETS, LLC

Office #1: 100 Federal Street, Boston, MA 02110

CRD#: 316511

BOSTON, MA

Past

August 2, 2021 - August 15, 2024

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

ALBANY, NY

Past

October 6, 2020 - July 26, 2021

HALLIDAY FINANCIAL, LLC

CRD#: 31741

Clifton Park, NY

Past

July 3, 2018 - September 14, 2020

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

ALBANY, NY

Past

September 7, 2016 - May 15, 2017

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

Albany, NY

Past

June 28, 2016 - August 17, 2016

LPL FINANCIAL LLC

CRD#: 6413

AMSTERDAM, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New York
(10/17/2024)

Exams

State Security Law Exam

Series 63

Date: 9/24/2018

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 12/4/2024

Operations Professional Examination

General Industry/Product Exam

Series 52TO

Date: 5/10/2024

Municipal Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/28/2016

General Securities Representative Examination

Principal/Supervisory Exam

Series 14

Date: 12/4/2024

Compliance Officer Examination

Principal/Supervisory Exam

Series 24

Date: 3/28/2019

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

THL CAPITAL MARKETS, LLC

FORT HILL CAPITAL MARKETS, LLC | THL CAPITAL MARKETS, LLC

CRD#: 316511 / SEC#: , 8-70807

Broker-Dealer Firm Regulated by FINRA (Boston district office)

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Contact information

Main Address

100 Federal Street, Boston, MA 02110

Mailing Address

100 Federal Street, Boston, MA 02110

Phone number

(617) 227-1050

Established

Delaware since 07/30/2021

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (3 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
THL CAPITAL MARKETS MANAGER, LLC	SOLE MEMBER
BUSH, SARAH	CHIEF COMPLIANCE OFFICER	5841363
FORTINO, ROBERT ANTHONY	FINOP/PFO/POO	1905741
MAXON, GREGORY ROSS	PRESIDENT	5374395

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Sarah E. Bush

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Sarah Elizabeth Bush's CRS (Customer Relationship Summary).

Certified licenses

Experience

THL CAPITAL MARKETS, LLC

PURSHE KAPLAN STERLING INVESTMENTS

HALLIDAY FINANCIAL, LLC

PURSHE KAPLAN STERLING INVESTMENTS

PURSHE KAPLAN STERLING INVESTMENTS

LPL FINANCIAL LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 9/24/2018

Series 99TO

Date: 12/4/2024

Series 52TO

Date: 5/10/2024

SIE

Date: 10/1/2018

Series 7

Date: 6/28/2016

Series 14

Date: 12/4/2024

Series 24

Date: 3/28/2019

FINRA

Current Firm

THL CAPITAL MARKETS, LLC

Contact information

FINRA licenses (3 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

THL CAPITAL MARKETS, LLC

TRUST BUT VERIFY

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