Ryan Hawkins
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ryan Hawkins, who also goes by Ryan Lee Hawkins, Ryan Hawkins, was a registered financial professional .
Ryan is a previously registered financial professional and started their career in finance in 2010. Ryan had worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 11, 2018 - July 8, 2019
QUEST CAPITAL STRATEGIES, INC.
June 11, 2018 - July 8, 2019
QUEST CAPITAL STRATEGIES, INC.
July 30, 2014 - June 22, 2018
AVANTAX ADVISORY SERVICES
July 30, 2014 - June 22, 2018
AVANTAX INVESTMENT SERVICES, INC.
January 7, 2011 - July 31, 2014
MONEY CONCEPTS CAPITAL CORP
November 6, 2010 - July 31, 2014
MONEY CONCEPTS CAPITAL CORP
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
QUEST CAPITAL STRATEGIES, INC.
CRD#: 16783 / SEC#: 801-77927, 8-34532
Contact information
Disclosures
| Regulatory Event | 5 |
| Arbitration | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
