Leonardo J. Espin

PEAK BROKERAGE SERVICES

West Palm Beach, FL 33406

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CRD#: 5840312

Professional summary

Leonardo J Espin, who also goes by Leonardo Jose Espin, is a registered financial professional currently at PEAK BROKERAGE SERVICES, LLC located in West Palm Beach, Florida.

Leonardo is registered as a RR (Registered Representative) and started their career in finance in 2010. Leonardo has worked at 5 firms and has passed the SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Leonardo Jose Espin

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Leonardo J Espin's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 1, 2023 - Present

PEAK BROKERAGE SERVICES, LLC

Office #1: 1660 Southern Blvd Ste E, West Palm Beach, FL 33406

CRD#: 157045

West Palm Beach, FL

Past

April 21, 2022 - May 11, 2023

ONEAMERICA SECURITIES, INC.

CRD#: 4173

Cooper City, FL

Past

July 5, 2019 - December 7, 2020

AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.

CRD#: 18487

Boca Raton, FL

Past

February 3, 2015 - February 26, 2018

MML INVESTORS SERVICES, LLC

CRD#: 10409

CORAL GABLES, FL

Past

November 12, 2010 - November 12, 2014

SIGNATOR INVESTORS, INC.

CRD#: 468

BOCA RATON, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(8/1/2023)

Exams

General Industry/Product Exam

SIE

Date: 2/26/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 11/11/2010

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

PEAK BROKERAGE SERVICES, LLC

BLACKRIDGE ASSET MANAGEMENT, LLC | TOP ADVISORS GROUP | PEAK BROKERAGE SERVICES, LLC

CRD#: 157045 / SEC#: , 8-68829

Broker-Dealer Firm Regulated by FINRA (Florida district office)

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Contact information

Main Address

1070 East Indiantown Road Suite 208 - 210, Jupiter, FL 33477-9999

Mailing Address

1070 East Indiantown Road Suite 208 - 210, Jupiter, FL 33477-9999

Phone number

(561) 641-5050

Established

Georgia since 02/16/2011

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (51 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
PEAK REPS, LLC	OWNER
COKER, KAREN	CHIEF RISK OFFICER	2731928
MUELLER, CHRISTOPHER BRIAN	CHIEF OPERATIONS OFFICER	2098597
PHILLIPS, DAVID LEVERT	CHIEF INFORMATION SECURITY OFFICER	2054858
REYNOLDS, MATTHEW MARK	PRESIDENT/FINOP	4077413
RUDNICK, REGINA MARY	PRESIDENT/HEAD OF ADVISOR SERVICES	2373530
TAYLOR, CHRISTIAN GABRIEL	CHIEF COMPLIANCE OFFICER	5462381

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Leonardo J. Espin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Leonardo J Espin's CRS (Customer Relationship Summary).

Certified licenses

Experience

PEAK BROKERAGE SERVICES, LLC

ONEAMERICA SECURITIES, INC.

AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.

MML INVESTORS SERVICES, LLC

SIGNATOR INVESTORS, INC.

State Registrations and Notice Filings

Exams

SIE

Date: 2/26/2018

Series 6

Date: 11/11/2010

FINRA

Current Firm

PEAK BROKERAGE SERVICES, LLC

Contact information

FINRA licenses (51 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

PEAK BROKERAGE SERVICES, LLC

TRUST BUT VERIFY

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