AR
Amber C. Richards
CETERA INVESTMENT ADVISERS LLC
YOUNGSTOWN, OH 44512
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CRD#: 5840137
AR
Professional summary
Amber C. Richards, who also goes by Amber Christine Kocher, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Youngstown, Ohio and CETERA INVESTMENT SERVICES LLC located in Youngstown, Ohio.
Amber is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. Amber has worked at 3 firms and has passed the SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Amber Christine Kocher
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.)BANK ROLE WITH FARMERS NATIONAL BANK, OFFERS CONSUMER LENDING PRODUCTS AND COMMERCIAL SMALL BUSINESS LENDING PRODUCTS. 2.)TRENTEN'S PASSAGE LLC, DBA PARADISE KINGDOMS,OPERATING OOFICER,DUTIES INCLUDE PAYING BILLS AND MANAGING FINANCIALS, HELP DECIDE WHAT PROPERTIES TO BUY, AND HELP IN DESIGN OF RESTORED HOME; 6 HRS/WK,$0 COMPENSATION,EARNINGS RETAIED W/CO.DOES NOT INVOLVE SECURITY ACTIVITES AND CLIENTS. 3.) OWNER OF NOSTRADAMUS ENTERPRISES LLC; BUY, RENOVATE, SELL PERSONAL RESIDENTIAL PROPERTIES; ALSO ENGAGE IN CRYPTO CURRENCY MINING FOR PERSONAL INVESTMENTS IN LLC
CRS (Client Relationship Summary) - RIA
Click below to view Amber C. Richards's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 22, 2017 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 42 Mcclurg Road Suite B, Youngstown, OH 44512RIA
CRD#: 105644
YOUNGSTOWN, OH
Current
September 17, 2012 - Present
CETERA INVESTMENT SERVICES LLC
Office #1: 42 Mcclurg Road, Suite B, Youngstown, OH 44512BD
CRD#: 15340
Youngstown, OH
Past
January 7, 2011 - September 13, 2012
LPL FINANCIAL LLC
BD
CRD#: 6413
CANFIELD, OH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Ohio(9/17/2012)
IAR
Ohio(6/22/2017)
Exams
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Youngstown, OH 44512TRUST BUT VERIFY
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