Kumaraguru Raja
Professional summary
Kumaraguru Raja, who also goes by Kumar Raja, is a registered financial professional currently at ARCADIA SECURITIES, LLC located in New York, New York.
Kumaraguru is registered as a RR (Registered Representative) and started their career in finance in 2010. Kumaraguru has worked at 5 firms and has passed the Series 63, SIE, Series 86, Series 87 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Kumaraguru Raja's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 1, 2024 - Present
ARCADIA SECURITIES, LLC
Office #1: 600 Lexington Avenue 30th Floor, New York, NY 10022September 12, 2022 - August 11, 2023
ROTH CAPITAL PARTNERS, LLC
June 14, 2019 - September 13, 2022
ARCADIA SECURITIES, LLC
August 23, 2017 - May 25, 2019
CIM SECURITIES, LLC
November 3, 2015 - August 17, 2017
NOBLE CAPITAL MARKETS, INC.
December 23, 2010 - October 6, 2015
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/1/2024)
(2/1/2024)
Exams
FINRA
Nasdaq Stock Market
Current Firm
ARCADIA SECURITIES, LLC
CRD#: 44656 / SEC#: , 8-50764
Contact information
FINRA licenses (40 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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