Maggie V. Arguello
Professional summary
Maggie Valeria Arguello, who also goes by Maggie V Arguello, is a registered financial professional currently at ARCOLA SECURITIES, INC. located in New York, New York.
Maggie is registered as a RR (Registered Representative) and started their career in finance in 2024. Maggie has worked at 1 firm and has passed the Series 99TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Maggie Valeria Arguello's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 25, 2024 - Present
ARCOLA SECURITIES, INC.
Office #1: 1211 Avenue Of The Americas 41st Floor, New York, NY, 10036State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 11/23/2024
Operations Professional ExaminationFINRA
Current Firm
ARCOLA SECURITIES, INC.
CRD#: 147952 / SEC#: , 8-67940
Contact information
FINRA licenses (2 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ANNALY TRS, INC. | SHAREHOLDER | |
| GRIFFIN, JOHANNA | DIRECTOR | 2008809 |
| HERNANDEZ, MIKE | CFO/FINOP, TREASURER | 3042594 |
| HUNT, JON THOMAS | DIRECTOR, PRESIDENT | 2929809 |
| KOUKOURAS, PANAGIOTI | DIRECTOR | 4694542 |
| MCKIM, JASON DAVID | GENERAL COUNSEL, SECRETARY | 6333143 |
| TRUZZI, ROCHELLE ANN | CHIEF COMPLIANCE OFFICER, AMLCO | 2754706 |
Red Flags
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