Erin M. Merlone
Professional summary
Erin Maura Merlone, who also goes by Erin Maura Mcgoldrick, Erin Mcgoldrick, is a registered financial advisor currently at ALLIANCEBERNSTEIN L.P. located in Stamford, Connecticut and SANFORD C. BERNSTEIN & CO., LLC located in Stamford, Connecticut.
Erin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. Erin has worked at 2 firms and has passed the Series 66, Series 63, Series 31, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Erin Maura Merlone's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 23, 2020 - Present
ALLIANCEBERNSTEIN L.P.
Office #1: 290 Harbor Drive 4th Floor, Stamford, CT 06902November 9, 2011 - Present
SANFORD C. BERNSTEIN & CO., LLC
Office #1: 290 Harbor Drive 2nd Floor, Stamford, CT 06902Primary Firm SEC Registration
ALLIANCEBERNSTEIN L.P.
CRD#: 108477 / SEC#: 801-56720
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/15/2020)
(7/23/2020)
(8/26/2020)
(3/6/2020)
(2/28/2023)
(9/29/2023)
(7/23/2020)
(5/12/2022)
(9/29/2020)
(10/5/2020)
(5/30/2023)
(9/18/2023)
(3/20/2023)
(7/23/2020)
(7/23/2020)
(7/23/2020)
(7/23/2020)
(12/7/2011)
(5/7/2021)
(7/6/2021)
(8/28/2020)
(7/23/2020)
(7/23/2020)
(11/7/2023)
(11/8/2023)
(7/23/2020)
Exams
FINRA
Current Firm
ALLIANCEBERNSTEIN L.P.
CRD#: 108477 / SEC#: 801-56720
Contact information
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 68,593 |
| AUM (Assets Under Management) | $ 709,162,000,000 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/25/2024 | ||
| 10/27/2023 |
Red Flags
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