Scott B. Grossman
Professional summary
Scott Brandon Grossman, CFA is a registered financial professional currently at ROSE & CO. CAPITAL ADVISORS, LLC located in New York, New York.
Scott is registered as a RR (Registered Representative) and started their career in finance in 2010. Scott has worked at 2 firms and has passed the Series 99TO, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Scott Brandon Grossman's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 24, 2025 - Present
ROSE & CO. CAPITAL ADVISORS, LLC
Office #1: 445 Park Avenue Suite 700, New York, NY 10022November 30, 2010 - July 19, 2012
COWEN SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 11/24/2025
Operations Professional ExaminationSeries 7TO
Date: 11/24/2025
General Securities Representative ExaminationFINRA
Current Firm
ROSE & CO. CAPITAL ADVISORS, LLC
CRD#: 168274 / SEC#: , 8-69298
Contact information
FINRA licenses (1 States and Territories)
Documents
Red Flags
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