PN
Paula J. Noble
CNL SECURITIES
Orlando, FL 32801
Some features on this profile are disabled
CRD#: 5836222
PN
Professional summary
Paula Jo Noble, who also goes by Paula Jo Schaffer, is a registered financial professional currently at CNL SECURITIES CORP. located in Orlando, Florida.
Paula is registered as a RR (Registered Representative) and started their career in finance in 2013. Paula has worked at 1 firm and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Paula Jo Schaffer
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Paula Jo Noble's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 9, 2013 - Present
CNL SECURITIES CORP.
Office #1: 450 South Orange Avenue, Orlando, FL 32801BD
CRD#: 10356
Orlando, FL
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(5/30/2019)
RR
Arizona(3/11/2024)
RR
Arkansas(3/11/2024)
RR
California(5/30/2019)
RR
Colorado(3/11/2024)
RR
Connecticut(3/6/2024)
RR
Delaware(5/30/2019)
RR
District of Columbia(3/6/2024)
RR
Florida(5/9/2013)
RR
Georgia(5/30/2019)
RR
Idaho(3/11/2024)
RR
Illinois(3/11/2024)
RR
Indiana(3/11/2024)
RR
Iowa(3/11/2024)
RR
Kansas(3/11/2024)
RR
Kentucky(5/30/2019)
RR
Louisiana(3/11/2024)
RR
Maine(3/6/2024)
RR
Maryland(5/30/2019)
RR
Massachusetts(5/30/2019)
RR
Michigan(3/11/2024)
RR
Minnesota(3/11/2024)
RR
Mississippi(3/6/2024)
RR
Missouri(1/2/2024)
RR
Montana(3/11/2024)
RR
Nebraska(3/11/2024)
RR
Nevada(3/11/2024)
RR
New Hampshire(3/6/2024)
RR
New Jersey(3/6/2024)
RR
New Mexico(3/11/2024)
RR
New York(1/2/2024)
RR
North Carolina(5/30/2019)
RR
North Dakota(3/11/2024)
RR
Ohio(3/11/2024)
RR
Oklahoma(3/11/2024)
RR
Oregon(3/11/2024)
RR
Pennsylvania(3/6/2024)
RR
Rhode Island(3/6/2024)
RR
South Carolina(5/30/2019)
RR
South Dakota(3/11/2024)
RR
Tennessee(5/30/2019)
RR
Texas(3/11/2024)
RR
Utah(3/11/2024)
RR
Vermont(3/6/2024)
RR
Virginia(5/30/2019)
RR
Washington(3/11/2024)
RR
West Virginia(5/30/2019)
RR
Wisconsin(3/11/2024)
RR
Wyoming(3/11/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CS
CNL SECURITIES CORP.
CENTENNIAL INVESTMENT COMPANY | CNL SECURITIES CORP. | CNL INVESTMENT COMPANY | CNL
CRD#: 10356 / SEC#: , 8-26901
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
450 South Orange Avenue Suite 1300, Orlando, FL 32801
Mailing Address
P.o Box 4920, Orlando, FL 32802-4920
Phone number
(407) 650-1000
Established
Florida since 11/13/1979
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CNL FINANCIAL GROUP, INC. | PARENT COMPANY OF CNL SECURITIES CORP. | |
| BOYCE, KATHLEEN ANNE | CHIEF COMPLIANCE OFFICER | 3086688 |
| HELMS, BRACKSTON EDWARD | CO-PRESIDENT | 2730942 |
| MUJA, GZIM | CO-PRESIDENT | 2916434 |
| MUJA, GZIM | NATIONAL SALES DIRECTOR | 2916434 |
| TURNER, TRACY JEANNE | CHIEF FINANCIAL OFFICER, FINOP & TREASURER | 6122300 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
