Scott Valey Braser
Professional Summary
Scott Valey Braser is a registered financial advisor currently at OBERWEIS ASSET MANAGEMENT INC located in Lisle, Illinois and OBERWEIS SECURITIES, INC. located in Lisle, Illinois. Scott is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. Scott has worked at 2 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 52 and Series 53 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
15 years registered in the securities industry
Current & Past Employments
Current
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Current Firm
OBERWEIS ASSET MANAGEMENT INC
Contact Information
Main Address
3333 Warrenville Road Suite 500, Lisle, IL 60532Phone Number
(630) 577-2300# of Employees
31SEC notice filing (5 States and Territories)
Registered to provide investment advisory services in 5 US states and territories.
Documents
Regulatory Assets Under Management
Total Number of Accounts
110AUM (Assets Under Management)
$5,061,020,947Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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Primary Firm SEC Registration
OBERWEIS ASSET MANAGEMENT INC
State Registrations and Notice Filings
(10/11/2018)
(4/20/2015)
(6/3/2017)
(11/12/2019)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view Scott Valey Braser's CRS (Customer Relationship Summary).
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