Ryan D. Chard
WEALTH ADVISORS OF TAMPA BAY
Tampa, FL 33602
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CRD#: 5836156
Professional summary
Ryan Douglas Chard is a registered financial advisor currently at WEALTH ADVISORS OF TAMPA BAY located in Tampa, Florida and LPL FINANCIAL LLC located in Tampa, Florida.
Ryan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. Ryan has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Biography
Ryan joined Wealth Advisors of Tampa Bay in 2019 as a Senior Financial Assistant. He assists the advisors in a range of duties such as trades, operations, and client services. He has a passion for helping clients pursue their financial goals through needs-driven strategies and a high level of customer service.
Ryan worked at T. Rowe Price for 9 years in a number of different positions. His most recent role was in the advisory department where he worked as an Advisory Client Manager. His responsibilities in this role included the creation, implementation, and maintenance of asset allocation portfolios and assisting clients in retirement income planning.
Ryan graduated from the University of South Florida (USF) with a Bachelor of Arts in Political Science with a minor in Public Health. He is a CHARTERED RETIREMENT PLANNING COUNSELORSM (CRPC®).
Ryan plays professional Ultimate Frisbee in the American Ultimate Disc League (AUDL) for the Tampa Bay Cannons. He is also a long-time trivia host with Trivia Nation. He enjoys boating, sports, concerts, going to the movies, and hanging out with his dog, Gizmo.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)09/2019 - DBA for LPL Business (entity for LPL business) - WEALTH ADVISORS OF TAMPA BAY LLC - 100% - INVESTMENT RELATED - TAMPA, FL 33602 2)01/2014 - Outside/W-2 Employment - TRIVIA NATION - 1% - INVESTMENT RELATED - TAMPA, FL 33606. 3) 9/20/2019 - Wealth Advisors of Tampa Bay LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - LICENSED ADMIN. - Started 08/19/2019 - 160 Hours Per Month/144 Hours During Securities Trading - Time Spent 22% - I provide administrative support to Wealth Advisors of Tampa Bay, an independent investment advisor firm. I started this business activity in 08/2019. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
CRS (Client Relationship Summary) - RIA
Click below to view Ryan Douglas Chard's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 28, 2020 - Present
WEALTH ADVISORS OF TAMPA BAY
Office #1: 777 South Harbour Island Boulevard Suite 370, Tampa, FL 33602RIA
CRD#: 162724
Tampa, FL
Current
September 4, 2019 - Present
LPL FINANCIAL LLC
Office #1: 777 South Harbour Island Blvd, Tampa, FL 33602RIA
BD
CRD#: 6413
Tampa, FL
Past
March 6, 2013 - July 8, 2019
T. ROWE PRICE ADVISORY SERVICES, INC.
RIA
CRD#: 108958
TAMPA, FL
Past
November 5, 2011 - July 8, 2019
T. ROWE PRICE INVESTMENT SERVICES, INC.
BD
CRD#: 8348
TAMPA, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WA
WEALTH ADVISORS OF TAMPA BAY
WEALTH ADVISORS OF TAMPA BAY | WEALTH ADVISORS OF TAMPA BAY LLC
CRD#: 162724 / SEC#: 801-74575
RIA
Registered Investment Advisory firm - (4/9/2012 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(9/4/2019)
IAR
Florida(2/28/2020)
RR
Georgia(9/4/2019)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
WA
WEALTH ADVISORS OF TAMPA BAY
WEALTH ADVISORS OF TAMPA BAY | WEALTH ADVISORS OF TAMPA BAY LLC
CRD#: 162724 / SEC#: 801-74575
RIA
Registered Investment Advisory firm - (4/9/2012 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
777 South Harbour Island Boulevard Suite 370, Tampa, FL 33602
Mailing Address
Phone number
(813) 642-7730
Established
Firm type
Fiscal year end
# of Employees
7
SEC notice filing (6 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 381 |
| AUM (Assets Under Management) | $ 400,836,312 |
Red Flags
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