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Nicholas Bybel

COMMONWEALTH ADVISORS
Lemoyne, PA 17043
Some features on this profile are disabled
CRD#: 5835535
NB

Professional summary


Nicholas Bybel JR. is a registered financial professional currently at COMMONWEALTH ADVISORS, INC. located in Lemoyne, Pennsylvania.

Nicholas is registered as a RR (Registered Representative) and started their career in finance in 2011. Nicholas has worked at 1 firm and has passed the Series 63, Series 99TO, SIE and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Nicholas Bybel JR.'s CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

October 10, 2011 - Present

COMMONWEALTH ADVISORS, INC.

Office #1: 1017 Mumma Road Ste 302, Lemoyne, PA 17043Office #2: 1017 Mumma Road, Suite 302, Lemoyne, PA 17043
BD
CRD#: 154783
Lemoyne, PA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Maryland
(1/7/2022)
RR
Pennsylvania
(10/13/2011)
RR
Virginia
(5/5/2022)
RR
West Virginia
(5/5/2022)

Exams


State Security Law Exam
RR
Series 63
Date: 5/5/2022
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


CA
COMMONWEALTH ADVISORS, INC.
COMMONWEALTH ADVISORS, INC.

CRD#: 154783 / SEC#: , 8-68673

BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information


Main Address
1017 Mumma Road, Suite 302, Lemoyne, PA 17043
Mailing Address
1017 Mumma Road, Suite 302, Lemoyne, PA 17043
Phone number
(717) 731-1700
Established
Pennsylvania since 07/12/2010
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (4 States and Territories)


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Documents


Direct owners and executive officers


NamePositionCRD#
CA HOLDING GROUP, LLCMEMBER
BYBEL, NICHOLAS JR.CHAIRMAN, CEO, CHIEF COMPLIANCE OFFICER, AML OFFICER
WEEKS, CURTIS ALLANFINOP, PFO, POO5278425

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


COMMONWEALTH ADVISORS, INC.

CRD#: 154783Lemoyne, PA 17043

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