Lisa Cappiello
Professional summary
Lisa Cappiello, who also goes by Lisa Michelle Cappiello, is a registered financial professional currently at THE BENCHMARK COMPANY, LLC located in New York, New York.
Lisa is registered as a RR (Registered Representative) and started their career in finance in 2013. Lisa has worked at 3 firms and has passed the SIE, Series 11 and Series 99 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Lisa Cappiello's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 3, 2024 - Present
THE BENCHMARK COMPANY, LLC
Office #1: 150 E 58th Street 17th Floor, New York, NY 10155November 10, 2014 - June 28, 2024
DAWSON JAMES SECURITIES, INC.
August 3, 2013 - May 6, 2014
HFP CAPITAL MARKETS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 11
Date: 5/6/2015
Assistant Representative-Order Processing Qualification ExamFINRA
Nasdaq Stock Market
Current Firm
THE BENCHMARK COMPANY, LLC
CRD#: 22982 / SEC#: , 8-40081
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 18 |
| Arbitration | 1 |
Red Flags
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