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JA

Joseph L. Aultman

STILL WATERS INVESTMENT STRATEGIES LLC
BIRMINGHAM, AL
Some features on this profile are disabled
CRD#: 5835372
JA

Professional summary

Joseph Lee Aultman JR, who also goes by Joseph L. Aultman, is a registered financial advisor currently at STILL WATERS INVESTMENT STRATEGIES LLC located in Birmingham, Alabama.

Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Joseph has worked at 2 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Joseph L. Aultman

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Lee Aultman JR's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 13, 2025 - Present

STILL WATERS INVESTMENT STRATEGIES LLC

RIA
CRD#: 337727
BIRMINGHAM, AL
Past

August 30, 2010 - June 12, 2024

TRUIST SECURITIES, INC.

BD
CRD#: 6271
ATLANTA, GA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Alabama
(11/13/2025)

Exams

State Security Law Exam
IAR
Series 65
Date: 9/25/2025
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 9/20/2010
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 8/27/2010
General Securities Representative Examination

Current Firm

SW
STILL WATERS INVESTMENT STRATEGIES LLC
STILL WATERS INVESTMENT STRATEGIES LLC

CRD#: 337727 / SEC#:

Alabama
Registered Investment Advisory firm - (11/13/2025 Approved)
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Contact information

Main Address
Birmingham, AL
Mailing Address
Phone number
(205) 540-1095
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts10
AUM (Assets Under Management)$ 2,033,798

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

STILL WATERS INVESTMENT STRATEGIES LLC

CRD#: 337727Birmingham, AL

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