AF
Andrew S. Focht
CETERA INVESTMENT ADVISERS LLC
Tyler, TX 75702
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CRD#: 5835218
AF
Professional summary
Andrew Scott Focht, who also goes by Andrew Focht, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Tyler, Texas and CETERA WEALTH SERVICES, LLC located in Tyler, Texas.
Andrew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2010. Andrew has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Andrew Focht
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 03/2025 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS FIXED INSURANCE PRODUCTS 2. NAME OF OTHER BUSINESS: TYLER ECONOMIC DEVELOPMENT COUNCIL INVESTMENT RELATED: NO ADDRESS: 315 N BROADWAY TYLER, TX 75702 NATURE OF BUSINESS: NON-PROFIT START DATE: 07/2021 POSITION/TITLE/RELATIONSHIP: FINANCE COMMITTEE MEMBER APX NUMBER OF HOURS PER WEEK: .5 APX NUMBER OF HOURS DURING TRADING HOURS: .5 BRIEF DESCRIPTION OF DUTIES: TO MAKE RECOMMENDATIONS TO THE BOARD CONCERNING THE FEASIBILITY OF THE EDC'S FINANCIAL COMMITMENTS AND FUTURE COMMITMENTS SUCH AS LAND ACQUISITIONS AND DEVELOPMENT. 3. NAME OF OTHER BUSINESS: EAST TEXAS ESTATE PLANNING COUNCIL INVESTMENT RELATED: NO ADDRESS: TYLER, TX 75703 NATURE OF BUSINESS: NATIONAL ASSOCIATION START DATE: 09/2018 POSITION/TITLE/RELATIONSHIP: PREVIOUS PAST PRESIDENT APX NUMBER OF HOURS PER WEEK: .5 APX NUMBER OF HOURS DURING TRADING HOURS: .5 BRIEF DESCRIPTION OF DUTIES: PROVIDE RECOMMENDATIONS TO THE BOARD. 4. NAME OF OTHER BUSINESS: ROSE POINT CAPITAL ADVISORS INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 03/2025 POSITION/TITLE/RELATIONSHIP: FINANCIAL ADVISOR APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: FINANCIAL ADVISOR 5. NAME OF OTHER BUSINESS: TYLER JUNIOR COLLEGE FOUNDATION GOLF TOURNAMENT INVESTMENT RELATED: NO ADDRESS: 1400 E 5TH TYLER, TX 75701 NATURE OF BUSINESS: GOLF TOURNAMENT START DATE: 01/2024 POSITION/TITLE/RELATIONSHIP: MEMBER APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 1 BRIEF DESCRIPTION OF DUTIES: FUNDRAISING AND OBTAINING SPONSORSHIPS FOR THE ANNUAL GOLF TOURNAMENT 6. NAME OF OTHER BUSINESS: MARTIN FIXED INSURANCE INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 03/2025 POSITION/TITLE/RELATIONSHIP: FINANCIAL ADVISOR APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: FINANCIAL ADVISOR
CRS (Client Relationship Summary) - RIA
Click below to view Andrew Scott Focht's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 4, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 210 S Broadway Suite 210, Tyler, TX 75702RIA
CRD#: 105644
Tyler, TX
Current
March 4, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 210 S Broadway Suite 210, Tyler, TX 75702BD
CRD#: 13572
Tyler, TX
Past
August 29, 2019 - March 10, 2025
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
TYLER, TX
Past
August 29, 2019 - March 10, 2025
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
TYLER, TX
Past
October 11, 2010 - August 30, 2019
EDWARD JONES
RIA
CRD#: 250
WHITEHOUSE, TX
Past
September 27, 2010 - August 30, 2019
EDWARD JONES
BD
CRD#: 250
WHITEHOUSE, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(3/4/2025)
RR
Georgia(3/4/2025)
RR
Idaho(3/28/2025)
RR
North Carolina(3/4/2025)
RR
Ohio(4/10/2025)
RR
Oklahoma(3/4/2025)
RR
Texas(3/4/2025)
IAR
Texas(3/4/2025)
RR
Virginia(3/4/2025)
RR
Washington(3/4/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Tyler, TX 75702TRUST BUT VERIFY
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