John J. Konaxis

J.P. MORGAN INSTITUTIONAL INVESTMENTS

New York, NY 10172

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CRD#: 5834859

Professional summary

John J. Konaxis, who also goes by John J Konaxis, John James Konaxis, Jake Konaxis, is a registered financial professional currently at J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. located in New York, New York.

John is registered as a RR (Registered Representative) and started their career in finance in 2011. John has worked at 4 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

John J Konaxis | John James Konaxis | Jake Konaxis

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

As of April 2019 co-owner of a rental property in South Boston, MA, 69 Marine Road, LLC, for approximately 4 hours per month. This position is not investment related and not generally performed during securities trading hours.

Blog Corner

CRS (Client Relationship Summary) - BD

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Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 4, 2025 - Present

J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.

Office #1: 277 Park Ave, New York, NY 10172

CRD#: 102920

New York, NY

Past

September 6, 2011 - February 27, 2025

MFS INSTITUTIONAL ADVISORS INC.

RIA

CRD#: 107144

Hingham, MA

Past

August 30, 2011 - February 27, 2025

MFS FUND DISTRIBUTORS, INC.

CRD#: 31052

BOSTON, MA

Past

June 3, 2011 - August 25, 2011

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

WELLESLEY, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Massachusetts
(4/4/2025)

North Carolina
(4/4/2025)

Texas
(4/4/2025)

Exams

State Security Law Exam

IAR

Series 66

Date: 7/18/2011

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/2/2011

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 7/20/2015

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.

J. P. MORGAN ADVISORS, INC. | J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. | J.P. MORGAN INSTITUTIONAL INVESTMENTS | J.P. MORGAN

CRD#: 102920 / SEC#: 801-64031, 8-52182

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

383 Madison Avenue, New York, NY 10179

Mailing Address

480 Washington Blvd, Floor 11 Ny1-f019, Jersey City, NJ 07310-1616

Phone number

(201) 595-1958

Established

Delaware since 05/26/1999

Firm type

Corporation

Fiscal year end

December

Firm Size

Large

# of Employees

FINRA licenses (53 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

Direct owners and executive officers

Name	Position	CRD#
JPMORGAN ASSET MANAGEMENT HOLDINGS INC.	STOCKHOLDER
DONOHUE, JOHN THOMAS	DIRECTOR	2372302
HOFFMANN, JAMES ARTHUR	CHIEF ADMINISTRATIVE OFFICER	1949574
KLOZA, KEVIN	CHIEF COMPLIANCE OFFICER	2188958
LEKSTUTIS, CARMINE	CHIEF LEGAL OFFICER	6990745
LISHER, ANDREA	PRESIDENT AND DIRECTOR	4493750
MACHULSKI, MICHAEL RICHARD	DIRECTOR	4726972
SANZONE, JOSEPH FRANK	DIRECTOR	6581797
STRIFE, LOREN T	PRINCIPAL FINANCIAL AND OPERATIONS OFFICER	5393453

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

John J. Konaxis

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view John J. Konaxis's CRS (Customer Relationship Summary).

Certified licenses

Experience

MFS INSTITUTIONAL ADVISORS INC.

MFS FUND DISTRIBUTORS, INC.

AMERIPRISE FINANCIAL SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 7/18/2011

SIE

Date: 10/1/2018

Series 7

Date: 6/2/2011

Series 24

Date: 7/20/2015

FINRA

Current Firm

J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.

Contact information

FINRA licenses (53 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Red Flags

Company Information

J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.

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